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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

186 hedge funds and large institutions have $969M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 96 increasing their positions, 26 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
186
Holders Change
+30
Holders Change %
+19.23%
% of All Funds
4.26%
Holding in Top 10
19
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+90%
% of All Funds
0.44%
New
43
Increased
96
Reduced
26
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HI
1
Horizon Investments
North Carolina
$147M
2
PI
2
PFS Investments
Georgia
$44.8M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$15.4M
4
SS
4
Simplicity Solutions
Minnesota
$27.1M
5
FFS
5
Founders Financial Securities
Maryland
$10.7M

Top Sellers

1
SMM
1
Stadion Money Management
Georgia
$0
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
SPIA
3
Steward Partners Investment Advisory
New York
$17K
4
State Street
4
State Street
Massachusetts
$8.21M
5
GFPC
5
Global Financial Private Capital
Florida
$42.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWA
26
Arete Wealth Advisors
Illinois
$7.73M +$340K +10,239 +5%
RFM
27
Royal Fund Management
Florida
$7.73M +$4.56M +137,272 +144%
BSWM
28
Boston Standard Wealth Management
Massachusetts
$7.69M +$7.69M +236,614 New
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$6.63M +$4.69M +141,187 +242%
Bank of America
30
Bank of America
North Carolina
$6.48M +$3.28M +98,698 +102%
FAIM
31
Financial Advocates Investment Management
Washington
$6.37M +$6.37M +191,691 New
WAP
32
Wealthcare Advisory Partners
Pennsylvania
$6.37M +$1.5M +45,083 +31%
WAS
33
Winch Advisory Services
Wisconsin
$6.27M +$88.6K +2,666 +1%
AG
34
Advisor Group
Arizona
$5.55M +$4.86M +146,242 +703%
MGIA
35
Moneta Group Investment Advisors
Missouri
$5.53M +$4.57M +137,612 +477%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$5.24M +$2.9M +87,444 +124%
WI
37
WrapManager Inc
California
$4.78M -$154K -4,636 -3%
LPL Financial
38
LPL Financial
California
$4.69M +$352K +10,588 +8%
PFA
39
Pure Financial Advisors
California
$4.62M +$4.62M +138,957 New
UAS
40
United Asset Strategies
New York
$4.15M +$451K +13,573 +12%
SFG
41
StrategIQ Financial Group
Indiana
$3.98M +$508K +15,297 +15%
Ameriprise
42
Ameriprise
Minnesota
$3.74M +$602K +18,125 +19%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$3.46M +$175K +5,253 +5%
RJA
44
Raymond James & Associates
Florida
$3.36M +$960K +28,876 +40%
IA
45
IFP Advisors
Florida
$3.3M +$928K +27,922 +39%
SFP
46
Shepherd Financial Partners
Massachusetts
$3.26M – – –
LFG
47
Larson Financial Group
Missouri
$3.08M -$193K -5,807 -6%
FHC
48
First Heartland Consultants
Missouri
$2.99M +$2.99M +89,805 New
AA
49
Advisory Alpha
Michigan
$2.78M -$1.28M -44,245 -31%
VCM
50
Vivaldi Capital Management
Illinois
$2.78M +$515K +15,486 +23%
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