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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

156 hedge funds and large institutions have $665M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q2 according to their latest regulatory filings, with 47 funds opening new positions, 80 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

488% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 8

344% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 18

63% more capital invested

Capital invested by funds: $407M → $665M (+$258M)

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

31% more funds holding

Funds holding: 119 → 156 (+37)

5.95% more ownership

Funds ownership: 50.51% → 56.46% (+5.9%)

Holders
156
Holders Change
+37
Holders Change %
+31.09%
% of All Funds
3.57%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.23%
New
47
Increased
80
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AF
Allworth Financial
California
+$38.9M
2
Wells Fargo
Wells Fargo
California
+$32.5M
3
GFPC
Global Financial Private Capital
Florida
+$28.2M
4
AIM
Astor Investment Management
Illinois
+$23.7M
5
SMM
Stadion Money Management
Georgia
+$20.8M

Top Sellers

1
CSIA
Charles Schwab Investment Advisory
California
-$11.9M
2
AssetMark Inc
AssetMark Inc
California
-$3.11M
3
AG
Advisor Group
Arizona
-$2.87M
4
FA
FDx Advisors
Illinois
-$433K
5
CA
Cetera Advisors
Colorado
-$402K
Name Holding Trade Value Shares
Change 		Change in
Stake
WAP
26
Wealthcare Advisory Partners
Pennsylvania
$4.73M +$1.12M +35,704 +32%
AA
27
Advisory Alpha
Michigan
$4.62M +$4.43M +140,561 New
LPL Financial
28
LPL Financial
California
$4.21M +$118K +3,734 +3%
UAS
29
United Asset Strategies
New York
$3.59M +$3.24M +102,839 +1,226%
SFG
30
StrategIQ Financial Group
Indiana
$3.37M +$204K +6,489 +7%
SFP
31
Shepherd Financial Partners
Massachusetts
$3.27M +$98.7K +3,132 +3%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$3.19M +$319K +10,134 +11%
LFG
33
Larson Financial Group
Missouri
$3.18M -$101K -3,212 -3%
Bank of America
34
Bank of America
North Carolina
$3.11M +$179K +5,669 +6%
RFM
35
Royal Fund Management
Florida
$3.07M +$1.16M +36,889 +63%
Ameriprise
36
Ameriprise
Minnesota
$3.05M +$2.14M +67,854 +256%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$2.61M +$1.79M +56,712 +234%
JWM
38
Jackson Wealth Management
Florida
$2.5M +$415K +13,177 +21%
RJA
39
Raymond James & Associates
Florida
$2.33M +$74.9K +2,376 +3%
Jane Street
40
Jane Street
New York
$2.32M +$631K +20,041 +39%
WCM
41
Windsor Capital Management
Arizona
$2.31M +$254K +8,071 +13%
IA
42
IFP Advisors
Florida
$2.31M +$1.44M +45,764 +178%
OC
43
Oarsman Capital
Wisconsin
$2.29M +$214K +6,802 +11%
VCM
44
Vivaldi Capital Management
Illinois
$2.2M +$386K +12,255 +22%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$2.1M – – –
CIAS
46
Capital Investment Advisory Services
North Carolina
$1.96M +$1.91M +60,700 New
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$1.88M +$368K +11,673 +25%
PWPS
48
Pinnacle Wealth Planning Services
Ohio
$1.88M +$174K +5,520 +10%
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
$1.8M +$1.14M +36,338 +186%
RJFSA
50
Raymond James Financial Services Advisors
Florida
$1.76M +$1.13M +35,897 +194%
1
2
3 4 5

SPSM Hedge Fund Activity: Q2 2018 in Review

156 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q2 2018, worth a combined $665M — up 63% from $407M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SPSM positions and 8 closed out — a net gain of 39 holders — while 80 added to existing stakes and 18 trimmed.

The largest buyer was Allworth Financial, opening a new position worth an estimated $38.9M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $11.9M.

  • 156 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q2 2018, up from 119 in Q1 2018.
  • Funds reported $665M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q2 2018, up 63% quarter-over-quarter.
  • 47 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q2 2018 and 8 closed out, a net change of +39 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q2 2018 was Allworth Financial, an estimated $38.9M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q2 2018 was Charles Schwab Investment Advisory, an estimated $11.9M sold.

Based on aggregated 13F filings for Q2 2018.