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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

87 hedge funds and large institutions have $336M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 19 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 4

185% more capital invested

Capital invested by funds: $118M → $336M (+$218M)

171% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 7

123% more funds holding

Funds holding: 39 → 87 (+48)

183.22% less ownership

Funds ownership: 241.92% → 58.69% (-183%)

Holders
87
Holders Change
+48
Holders Change %
+123.08%
% of All Funds
1.97%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
52
Increased
19
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$148M
2
MFS
McNamara Financial Services
Massachusetts
+$10.5M
3
FI
FormulaFolio Investments
Michigan
+$8.08M
4
SS
Simplicity Solutions
Minnesota
+$7.31M
5
BSWM
Boston Standard Wealth Management
Massachusetts
+$6.7M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$88.5M
2
State Street
State Street
Massachusetts
-$4.25M
3
Jane Street
Jane Street
New York
-$2.02M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.47M
5
Goldman Sachs
Goldman Sachs
New York
-$1.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$1.65M -$174K -5,875 -10%
GI
27
Gradient Investments
Minnesota
$1.58M +$1.55M +52,295 New
FEG
28
Financial Enhancement Group
Indiana
$1.45M +$1.42M +48,009 New
VCM
29
Vivaldi Capital Management
Illinois
$1.3M +$1.28M +43,281 New
DSN
30
D. Scott Neal
Kentucky
$1.28M +$1.26M +42,552 New
AWMG
31
Alliance Wealth Management Group
New Jersey
$1.22M +$1.2M +40,516 New
ASN
32
Advisory Services Network
Georgia
$1.21M +$158K +5,329 +15%
JIC
33
Johnson Investment Counsel
Ohio
$1.13M +$9.45K +319 +0.9%
IA
34
IFP Advisors
Florida
$774K +$70.9K +2,392 +10%
Ameriprise
35
Ameriprise
Minnesota
$758K +$745K +25,151 New
SEI Investments
36
SEI Investments
Pennsylvania
$630K +$385 +13 +0.1%
SC
37
Savant Capital
Illinois
$630K +$619K +20,886 New
JIC
38
JRM Investment Counsel
Nebraska
$628K +$617K +20,821 New
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$617K -$1.47M -49,620 -71%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$617K +$606K +20,457 New
Citigroup
41
Citigroup
New York
$595K – – –
Jane Street
42
Jane Street
New York
$552K -$2.02M -68,034 -79%
PCIA
43
Prime Capital Investment Advisors
Kansas
$549K +$540K +18,225 New
PWPS
44
Pinnacle Wealth Planning Services
Ohio
$520K +$511K +17,236 New
HighTower Advisors
45
HighTower Advisors
Illinois
$494K +$225K +7,603 +87%
GTAM
46
Global Trust Asset Management
Florida
$445K +$437K +14,745 New
RJFSA
47
Raymond James Financial Services Advisors
Florida
$431K +$424K +14,300 New
MAS
48
Managed Account Services
Florida
$425K +$418K +14,109 New
LFG
49
Larson Financial Group
Missouri
$412K +$405K +13,673 New
CA
50
Cetera Advisors
Colorado
$373K +$366K +12,363 New
1
2
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SPSM Hedge Fund Activity: Q4 2017 in Review

87 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2017, worth a combined $336M — up 185% from $118M a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new SPSM positions and 4 closed out — a net gain of 48 holders — while 19 added to existing stakes and 7 trimmed.

The largest buyer was Charles Schwab Investment Advisory, opening a new position worth an estimated $148M. The largest seller was AssetMark Inc, cutting an estimated $88.5M.

  • 87 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2017, up from 39 in Q3 2017.
  • Funds reported $336M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2017, up 185% quarter-over-quarter.
  • 52 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2017 and 4 closed out, a net change of +48 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2017 was Charles Schwab Investment Advisory, an estimated $148M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2017 was AssetMark Inc, an estimated $88.5M sold.

Based on aggregated 13F filings for Q4 2017.