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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

33 hedge funds and large institutions have $101M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
+6
Holders Change %
+22.22%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
12
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$6.61M
2
Goldman Sachs
2
Goldman Sachs
New York
$5.57M
3
Citadel Advisors
3
Citadel Advisors
Florida
$1.78M
4
SG Americas Securities
4
SG Americas Securities
New York
$1.33M
5
LPL Financial
5
LPL Financial
California
$5.68M

Top Sellers

1
HMC
1
Harvard Management Company
Massachusetts
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$474K
3
State Street
3
State Street
Massachusetts
$22.5M
4
FAAS
4
First Allied Advisory Services
California
$0
5
RJA
5
Raymond James & Associates
Florida
$1.02M
Name Holding Trade Value Shares
Change 		Shares
Change %
BDF
26
Balasa Dinverno & Foltz
$211K – – –
AG
27
Advisor Group
Arizona
$67K +$16.2K +600 +32%
Carson Wealth (CWM LLC)
28
Carson Wealth (CWM LLC)
Nebraska
$50K +$50K +1,830 New
Creative Planning
29
Creative Planning
Kansas
$46K +$46K +1,707 New
Wells Fargo
30
Wells Fargo
California
$35K +$82 +3 +0.2%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$6K – – –
SPIA
32
Steward Partners Investment Advisory
New York
$3K – – –
HMC
33
Harvard Management Company
Massachusetts
– -$5.8M -218,592 Closed
FAAS
34
First Allied Advisory Services
California
– -$252K -9,507 Closed
1
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