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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

260 hedge funds and large institutions have $1.02B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 106 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
260
Holders Change
+49
Holders Change %
+23.22%
% of All Funds
5.13%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.34%
New
69
Increased
106
Reduced
66
Closed
19
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$5K

Top Buyers

1
GI
Gradient Investments
Minnesota
$36.5M
2
GC
Grimes & Company
Massachusetts
$49M
3
Creative Planning
Creative Planning
Kansas
$37.3M
4
MIS
Morningstar Investment Services
Illinois
$6.07M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$7.28M

Top Sellers

1
FI
FormulaFolio Investments
Michigan
$9.22M
2
CSIA
Charles Schwab Investment Advisory
California
$166M
3
State Street
State Street
Massachusetts
$0
4
IA
IFP Advisors
Florida
$2.29M
5
Jane Street
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FGAM
251
Financial Gravity Asset Management
Texas
$4K +$4K +133 New
TFA
252
Toth Financial Advisory
Virginia
$4K +$4K +134 New
AIC
253
Ameritas Investment Company
Nebraska
$3K +$3K +89 New
GTAM
254
Global Trust Asset Management
Florida
$2K -$304K -8,521 -99%
TWA
255
TCI Wealth Advisors
Arizona
$2K – – –
GRP
256
Global Retirement Partners
California
$2K +$2K +46 New
CCM
257
Cribstone Capital Management
Maine
$1K -$15.1K -469 -94%
FWM
258
Focused Wealth Management
New York
$1K – – –
OPS
259
Orion Portfolio Solutions
Nebraska
$1K +$1K +23 New
LPWM
260
Lake Point Wealth Management
Texas
$1K +$1K +36 New
WQ
261
Wealth Quarterback
New Jersey
$150 +$150 +3,954 New
PGAM
262
Princeton Global Asset Management
New Jersey
$2 -$1 -37 -40%
State Street
263
State Street
Massachusetts
– -$4.5M -149,837 Closed
Jane Street
264
Jane Street
New York
– -$2.69M -89,595 Closed
DAS
265
Dynamic Advisor Solutions
Arizona
– -$475K -15,829 Closed
BWP
266
Bernardo Wealth Planning
Pennsylvania
– -$324K -10,819 Closed
WP
267
WealthPLAN Partners
Nebraska
– -$289K -9,244 Closed
NA
268
NewEdge Advisors
Louisiana
– -$260K -8,673 Closed
CAM
269
Concorde Asset Management
Michigan
– -$260K -8,667 Closed
PWM
270
Paulson Wealth Management
Illinois
– -$209K -6,955 Closed
GSWM
271
Golden State Wealth Management
California
– -$127K -4,242 Closed
CAPTRUST Financial Advisors
272
CAPTRUST Financial Advisors
North Carolina
– -$93K -3,100 Closed
SIM
273
Sonora Investment Management
Arizona
– -$40K -1,323 Closed
US Bancorp
274
US Bancorp
Minnesota
– -$30K -1,010 Closed
FHA
275
First Horizon Advisors
Tennessee
– -$18K -600 Closed
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