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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
WAS
226
Wealth Advisory Solutions
Indiana
$2.14M +$60.4K +1,551 +3%
KBC
227
Key Bridge Compliance
$2.14M +$2.26M +58,000 New
SAM
228
Securian Asset Management
Minnesota
$2.13M +$47.1K +1,210 +2%
Franklin Resources
229
Franklin Resources
California
$2.12M +$1.44M +37,073 +183%
TCM
230
Towercrest Capital Management
Pennsylvania
$2.07M -$86.1K -2,211 -4%
CGFA
231
Colton Groome Financial Advisors
North Carolina
$2.06M +$219K +5,626 +11%
SFMG
232
Sage Financial Management Group
Virginia
$2.04M +$140K +3,585 +7%
SW
233
SkyOak Wealth
Michigan
$2.02M +$50.2K +1,290 +2%
TA
234
TFG Advisers
Michigan
$1.92M +$5.65K +145 +0.3%
CWP
235
CFM Wealth Partners
Texas
$1.86M +$121K +3,103 +7%
LFAS
236
Level Four Advisory Services
Texas
$1.85M +$56.4K +1,448 +3%
LIA
237
LBMC Investment Advisors
Tennessee
$1.83M
AI
238
Atria Investments
North Carolina
$1.81M +$1.91M +48,993 New
GSC
239
G&S Capital
Colorado
$1.75M +$103K +2,641 +6%
AFS
240
Annapolis Financial Services
Maryland
$1.74M +$12.1K +310 +0.7%
KBFS
241
Kohmann Bosshard Financial Services
Ohio
$1.73M +$779 +20 +0%
MF
242
Meridian Financial
Massachusetts
$1.73M +$92.5K +2,374 +5%
PTC
243
Private Trust Company
Ohio
$1.7M -$58.1K -1,492 -3%
PWM
244
Penobscot Wealth Management
Maine
$1.68M +$4.4K +113 +0.2%
SFS
245
Sowell Financial Services
Arkansas
$1.68M +$370K +9,495 +26%
SC
246
Syon Capital
California
$1.68M +$1.77M +45,455 New
CGA
247
Crescent Grove Advisors
Illinois
$1.67M +$26.4K +679 +2%
JWCA
248
J.W. Cole Advisors
Florida
$1.67M +$37.1K +952 +2%
Rockefeller Capital Management
249
Rockefeller Capital Management
New York
$1.65M +$663K +17,014 +61%
SWA
250
Stratos Wealth Advisors
Ohio
$1.65M +$53.9K +1,384 +3%

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.