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ALPS Sector Dividend Dogs ETF

65 hedge funds and large institutions have $333M invested in ALPS Sector Dividend Dogs ETF in 2015 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

3% more funds holding

Funds holding: 6365 (+2)

0.43% more ownership

Funds ownership: 34.22%34.65% (+0.43%)

19% less capital invested

Capital invested by funds: $410M → $333M (-$76.4M)

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

Holders
65
Holders Change
+2
Holders Change %
+3.17%
% of All Funds
1.81%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
13
Increased
17
Reduced
25
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$122K +$128K +3,600 New
CB
52
Community Bank
New York
$85K +$891 +25 +1%
NFG
53
Next Financial Group
Texas
$78K -$171K -4,811 -68%
Citigroup
54
Citigroup
New York
$48K +$16.2K +455 +47%
DADC
55
D.A. Davidson & Co
Montana
$32K
PSI
56
Pinnacle Summer Investments
Virginia
$20K +$21.4K +600 New
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$15K -$23.2K -650 -59%
KCPG
58
Kavar Capital Partners Group
Kansas
$12K
FMII
59
Farmers & Merchants Investments Inc
Nebraska
$8K -$8.91K -250 -50%
M
60
MOTCO
Texas
$5K
WAS
61
Winch Advisory Services
Wisconsin
$5K
LYV
62
Live Your Vision
Pennsylvania
$5K +$5.34K +150 New
RIA
63
Regal Investment Advisors
Michigan
$1K
SI
64
Stephens Inc
Arkansas
-$4.02M -109,685 Closed
GCA
65
Greenwood Capital Associates
South Carolina
-$2.16M -59,028 Closed
BAAM
66
Baker Avenue Asset Management
California
-$807K -22,008 Closed
FAAS
67
First Allied Advisory Services
California
-$442K -12,083 Closed
WA
68
WESPAC Advisors
California
-$290K -7,900 Closed
SPC
69
Sigma Planning Corp
Michigan
-$235K -6,405 Closed
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
-$37K -1,000 Closed
FANJ
71
Financial Architects (New Jersey)
New Jersey
-$9K -250 Closed
BAM
72
Bruderman Asset Management
New York
-$6K -162 Closed

SDOG Hedge Fund Activity: Q3 2015 in Review

65 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2015, worth a combined $333M — down 19% from $410M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SDOG positions and 9 closed out — a net gain of 4 holders — while 17 added to existing stakes and 25 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $19.2M. The largest seller was Morgan Stanley, cutting an estimated $16.8M.

  • 65 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2015, up from 63 in Q2 2015.
  • Funds reported $333M of ALPS Sector Dividend Dogs ETF stock for Q3 2015, down 19% quarter-over-quarter.
  • 13 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2015 and 9 closed out, a net change of +4 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2015 was Janney Montgomery Scott, an estimated $19.2M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2015 was Morgan Stanley, an estimated $16.8M sold.

Based on aggregated 13F filings for Q3 2015.