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ALPS Sector Dividend Dogs ETF

148 hedge funds and large institutions have $647M invested in ALPS Sector Dividend Dogs ETF in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 45 increasing their positions, 51 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

20% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 15

6% more capital invested

Capital invested by funds: $608M → $647M (+$38.3M)

0.94% more ownership

Funds ownership: 35.39%36.33% (+0.94%)

1% more funds holding

Funds holding: 147148 (+1)

12% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 51

Holders
148
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
2.92%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.12%
New
18
Increased
45
Reduced
51
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$3.48M -$601K -13,318 -15%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$3.43M -$1.25M -27,672 -27%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$3.42M +$149K +3,298 +5%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$3.19M +$731K +16,214 +31%
Goldman Sachs
30
Goldman Sachs
New York
$3.03M -$1.24M -27,574 -30%
GWAG
31
Garrett Wealth Advisory Group
Texas
$2.62M +$151K +3,337 +6%
AG
32
Advisor Group
Arizona
$2.38M +$65.9K +1,461 +3%
LWAC
33
Laurel Wealth Advisors (California)
California
$2.32M -$996K -22,084 -31%
FDCDDQ
34
Federation des caisses Desjardins du Quebec
Quebec, Canada
$2.24M -$32.4K -719 -1%
CFA
35
Cahill Financial Advisors
Minnesota
$2.18M +$60.9K +1,350 +3%
Truist Financial
36
Truist Financial
North Carolina
$1.96M +$1.89M +41,838 New
Jane Street
37
Jane Street
New York
$1.94M +$1.49M +33,114 +394%
SB
38
Simmons Bank
Arkansas
$1.84M -$16.9K -375 -0.9%
PAG
39
Private Advisor Group
New Jersey
$1.76M -$42.4K -941 -2%
Stifel Financial
40
Stifel Financial
Missouri
$1.75M -$193K -4,277 -10%
RT
41
Rockland Trust
Massachusetts
$1.74M +$107K +2,374 +7%
JPLA
42
Joseph P. Lucia & Associates
New York
$1.71M +$207K +4,583 +14%
CS
43
Credit Suisse
Switzerland
$1.63M +$1.57M +34,770 New
HCM
44
Hengehold Capital Management
Ohio
$1.63M -$110K -2,442 -7%
AF
45
Allworth Financial
California
$1.62M -$9.34K -207 -0.6%
FAAS
46
First Allied Advisory Services
California
$1.6M -$135K -2,996 -8%
JWCA
47
J.W. Cole Advisors
Florida
$1.21M +$1.16M +25,723 New
BCWM
48
Blue Chip Wealth Management
Florida
$1.2M +$5.82K +129 +0.5%
ASN
49
Advisory Services Network
Georgia
$1.19M +$316K +7,004 +38%
CAN
50
Cetera Advisor Networks
California
$1.17M +$94.3K +2,090 +9%

SDOG Hedge Fund Activity: Q4 2019 in Review

148 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q4 2019, worth a combined $647M — up 6.3% from $608M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SDOG positions and 15 closed out — a net gain of 3 holders — while 45 added to existing stakes and 51 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $4.7M. The largest seller was Morgan Stanley, cutting an estimated $5.38M.

  • 148 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q4 2019, up from 147 in Q3 2019.
  • Funds reported $647M of ALPS Sector Dividend Dogs ETF stock for Q4 2019, up 6.3% quarter-over-quarter.
  • 18 funds opened new ALPS Sector Dividend Dogs ETF positions in Q4 2019 and 15 closed out, a net change of +3 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q4 2019 was Raymond James Financial Services Advisors, an estimated $4.7M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q4 2019 was Morgan Stanley, an estimated $5.38M sold.

Based on aggregated 13F filings for Q4 2019.