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ALPS Sector Dividend Dogs ETF
SDOG

115 hedge funds and large institutions have $850M invested in ALPS Sector Dividend Dogs ETF in 2017 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 58 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

241% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 17

150% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 10

21% more capital invested

Capital invested by funds: $705M → $850M (+$145M)

14% more funds holding

Funds holding: 101 → 115 (+14)

11% more funds holding in top 10

Funds holding in top 10: 9 → 10 (+1)

0.79% less ownership

Funds ownership: 38.65% → 37.86% (-0.79%)

Holders
115
Holders Change
+14
Holders Change %
+13.86%
% of All Funds
2.86%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.25%
New
25
Increased
58
Reduced
17
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$44.6M
2
Jane Street
Jane Street
New York
+$14.7M
3
Wells Fargo
Wells Fargo
California
+$13.8M
4
Morgan Stanley
Morgan Stanley
New York
+$11.8M
5
UBS Group
UBS Group
Switzerland
+$11.3M

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$5.92M
2
CCP
Cardan Capital Partners
Colorado
-$3.51M
3
BWM
BerganKDV Wealth Management
Minnesota
-$1.66M
4
Goldman Sachs
Goldman Sachs
New York
-$1.54M
5
MWM
Meridian Wealth Management
Kentucky
-$974K
Name Holding Trade Value Shares
Change 		Change in
Stake
AG
26
Advisor Group
Arizona
$4.81M +$1.03M +23,979 +27%
Stifel Financial
27
Stifel Financial
Missouri
$4.56M -$274K -6,346 -6%
GLA
28
Good Life Advisors
Pennsylvania
$4.41M +$1.33M +30,951 +43%
CAS
29
Cue Advisory Services
Arizona
$3.54M +$252K +5,850 +8%
SWA
30
SFMG Wealth Advisors
Texas
$3.5M +$503K +11,678 +17%
LWAC
31
Laurel Wealth Advisors (California)
California
$3.39M +$694K +16,089 +26%
CFA
32
Cahill Financial Advisors
Minnesota
$3.28M +$17.6K +408 +0.5%
SMA
33
Simply Money Advisors
Ohio
$3.19M -$168K -3,899 -5%
AI
34
Atria Investments
North Carolina
$2.7M +$899K +20,858 +50%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$2.5M +$438K +10,161 +21%
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$2.25M +$2.26M +52,334 New
WDL
37
Well Done LLC
Michigan
$2.2M +$220K +5,115 +11%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$2.07M +$508K +11,780 +32%
Baird Financial Group
39
Baird Financial Group
Wisconsin
$1.99M +$2M +46,284 New
MIAN
40
Mariner Independent Advisor Network
Kansas
$1.92M +$1.92M +44,619 New
Citigroup
41
Citigroup
New York
$1.72M +$1.48M +34,370 +616%
CA
42
Cetera Advisors
Colorado
$1.68M +$506K +11,745 +43%
PAG
43
Private Advisor Group
New Jersey
$1.59M +$345K +7,997 +28%
AIS
44
Accurate Investment Solutions
Pennsylvania
$1.54M +$183K +4,254 +13%
WA
45
WESPAC Advisors
California
$1.48M -$269K -6,249 -15%
NPC
46
National Planning Corporation
California
$1.13M -$88.9K -2,062 -7%
AA
47
Ancora Advisors
Ohio
$965K – – –
VEA
48
Virtus ETF Advisers
New York
$877K +$880K +20,416 New
TCM
49
Tuttle Capital Management
Connecticut
$876K +$880K +20,416 New
DG
50
Davidson & Garrard
Virginia
$826K +$110K +2,548 +15%
1
2
3 4 5

SDOG Hedge Fund Activity: Q1 2017 in Review

115 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q1 2017, worth a combined $850M — up 21% from $705M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SDOG positions and 10 closed out — a net gain of 15 holders — while 58 added to existing stakes and 17 trimmed.

The largest buyer was Bank of America, adding an estimated $44.6M. The largest seller was Raymond James & Associates, cutting an estimated $5.92M.

  • 115 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q1 2017, up from 101 in Q4 2016.
  • Funds reported $850M of ALPS Sector Dividend Dogs ETF stock for Q1 2017, up 21% quarter-over-quarter.
  • 25 funds opened new ALPS Sector Dividend Dogs ETF positions in Q1 2017 and 10 closed out, a net change of +15 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q1 2017 was Bank of America, an estimated $44.6M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q1 2017 was Raymond James & Associates, an estimated $5.92M sold.

Based on aggregated 13F filings for Q1 2017.