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ALPS Sector Dividend Dogs ETF

84 hedge funds and large institutions have $792M invested in ALPS Sector Dividend Dogs ETF in 2016 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 17

71% more capital invested

Capital invested by funds: $464M → $792M (+$327M)

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

6% more funds holding

Funds holding: 7984 (+5)

1.35% more ownership

Funds ownership: 36.87%38.22% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 1010 (0)

Holders
84
Holders Change
+5
Holders Change %
+6.33%
% of All Funds
2.24%
Holding in Top 10
10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.27%
New
16
Increased
39
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SMA
26
Simply Money Advisors
Ohio
$2.28M +$1.35M +32,704 +147%
Stifel Financial
27
Stifel Financial
Missouri
$2.26M -$167K -4,029 -7%
SWA
28
SFMG Wealth Advisors
Texas
$2.18M +$987K +23,821 +83%
MFS
29
MSI Financial Services
Massachusetts
$1.91M +$1.16M +28,030 +157%
WA
30
WESPAC Advisors
California
$1.87M -$504K -12,175 -21%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$1.8M +$289K +6,972 +19%
TCM
32
Tuttle Capital Management
Connecticut
$1.71M +$1.12M +27,082 +192%
Jane Street
33
Jane Street
New York
$1.6M +$1.59M +38,464 New
Goldman Sachs
34
Goldman Sachs
New York
$1.42M -$3.89M -93,912 -73%
MWM
35
Merriman Wealth Management
Washington
$1.42M -$32.7K -790 -2%
AI
36
Atria Investments
North Carolina
$1.24M +$164K +3,953 +15%
NPC
37
National Planning Corporation
California
$1.05M +$75.6K +1,825 +7%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$1.04M -$6.76M -163,063 -87%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$927K -$196K -4,733 -18%
CA
40
Cetera Advisors
Colorado
$917K +$44.2K +1,066 +5%
AA
41
Ancora Advisors
Ohio
$891K +$51.7K +1,249 +6%
HighTower Advisors
42
HighTower Advisors
Illinois
$776K +$5.68K +137 +0.7%
DG
43
Davidson & Garrard
Virginia
$725K -$17.6K -425 -2%
RFC
44
Regions Financial Corp
Alabama
$698K +$88.2K +2,130 +15%
SFG
45
StrategIQ Financial Group
Indiana
$688K +$19.5K +471 +3%
PAG
46
Private Advisor Group
New Jersey
$426K +$25.3K +611 +6%
NFG
47
Next Financial Group
Texas
$421K +$187K +4,508 +80%
HI
48
Hudock Inc
Pennsylvania
$364K +$456 +11 +0.1%
CCB
49
Cutter & Co Brokerage
Missouri
$359K +$16.6K +400 +5%
SWM
50
SVA Wealth Management
Wisconsin
$346K -$17.9K -433 -5%

SDOG Hedge Fund Activity: Q3 2016 in Review

84 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ALPS Sector Dividend Dogs ETF (SDOG) for Q3 2016, worth a combined $792M — up 71% from $464M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SDOG positions and 10 closed out — a net gain of 6 holders — while 39 added to existing stakes and 17 trimmed.

The largest buyer was Janney Montgomery Scott, opening a new position worth an estimated $32.1M. The largest seller was Niemann Capital Management, exiting entirely with an estimated $10.7M sold.

  • 84 institutional investors held ALPS Sector Dividend Dogs ETF (SDOG) as of Q3 2016, up from 79 in Q2 2016.
  • Funds reported $792M of ALPS Sector Dividend Dogs ETF stock for Q3 2016, up 71% quarter-over-quarter.
  • 16 funds opened new ALPS Sector Dividend Dogs ETF positions in Q3 2016 and 10 closed out, a net change of +6 holders.
  • The largest ALPS Sector Dividend Dogs ETF buyer in Q3 2016 was Janney Montgomery Scott, an estimated $32.1M added.
  • The largest ALPS Sector Dividend Dogs ETF seller in Q3 2016 was Niemann Capital Management, an estimated $10.7M sold.

Based on aggregated 13F filings for Q3 2016.