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First Trust NASDAQ 100 ex-Technology Sector Index Fund

48 hedge funds and large institutions have $122M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 5048 (-2)

5.87% less ownership

Funds ownership: 75.84%69.97% (-5.9%)

18% less capital invested

Capital invested by funds: $150M → $122M (-$27.5M)

27% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 22

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
48
Holders Change
-2
Holders Change %
-4%
% of All Funds
0.76%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
16
Reduced
22
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FTUS
26
Flow Traders U.S.
New York
$720K +$462K +5,456 +161%
Stifel Financial
27
Stifel Financial
Missouri
$658K -$38.5K -454 -5%
FFA
28
Fortune Financial Advisors
Kansas
$538K +$30.2K +356 +6%
Citadel Advisors
29
Citadel Advisors
Florida
$399K +$415K +4,901 New
WS
30
Wedbush Securities
California
$359K -$35.3K -417 -9%
BFEC
31
Benjamin F. Edwards & Company
Missouri
$351K +$88.8K +1,048 +32%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$310K -$10.2M -120,739 -97%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$290K -$1.81M -21,334 -86%
PAG
34
Private Advisory Group
Washington
$250K -$398K -4,699 -60%
CAN
35
Cetera Advisor Networks
California
$204K -$35K -413 -14%
Osaic Holdings
36
Osaic Holdings
Arizona
$147K +$34.5K +407 +29%
NA
37
NewEdge Advisors
Louisiana
$85.3K -$4.75K -56 -5%
CFGS
38
Concourse Financial Group Securities
Alabama
$82.3K -$9.15K -108 -10%
HIA
39
Harbor Investment Advisory
Maryland
$60K +$85 +1 +0.1%
Fidelity Investments
40
Fidelity Investments
Massachusetts
$47.5K -$847 -10 -2%
SPIA
41
Steward Partners Investment Advisory
New York
$40.8K
Comerica Bank
42
Comerica Bank
Texas
$37K +$38.6K +455 New
GWM
43
Geneos Wealth Management
Colorado
$32.5K
GRP
44
Global Retirement Partners
California
$25.9K -$42.4K -500 -61%
HI
45
Harbour Investments
Wisconsin
$8.14K
BWL
46
Bogart Wealth LLC
Virginia
$2.28K
CIAS
47
Capital Investment Advisory Services
North Carolina
$976
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$332 +$339 +4 New
AWM
49
AE Wealth Management
Kansas
-$4.45M -52,718 Closed
SHFP
50
Second Half Financial Partners
Florida
-$1.14M -13,564 Closed

QQXT Hedge Fund Activity: Q3 2023 in Review

48 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q3 2023, worth a combined $122M — down 18% from $150M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of QQXT and 4 opened new positions — a net loss of 2 holders — while 22 trimmed existing stakes and 16 added.

The largest buyer was LPL Financial, adding an estimated $941K. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $10.2M.

  • 48 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q3 2023, down from 50 in Q2 2023.
  • Funds reported $122M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q3 2023, down 18% quarter-over-quarter.
  • 4 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q3 2023 and 6 closed out, a net change of -2 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q3 2023 was LPL Financial, an estimated $941K added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q3 2023 was Raymond James Financial Services Advisors, an estimated $10.2M sold.

Based on aggregated 13F filings for Q3 2023.