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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

39 hedge funds and large institutions have $96.7M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2021 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 8

3% less capital invested

Capital invested by funds: $100M → $96.7M (-$3.23M)

2.2% less ownership

Funds ownership: 66.57% → 64.36% (-2.2%)

9% less funds holding

Funds holding: 43 → 39 (-4)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 4

Holders
39
Holders Change
-4
Holders Change %
-9.3%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
16
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$1.19M
2
OC
Oppenheimer & Co
New York
+$418K
3
LPL Financial
LPL Financial
California
+$361K
4
Truist Financial
Truist Financial
North Carolina
+$262K
5
UBS Group
UBS Group
Switzerland
+$163K

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.99M
2
Bank of America
Bank of America
North Carolina
-$1.93M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$391K
4
CWM
Cornerstone Wealth Management
Missouri
-$217K
5
Wells Fargo
Wells Fargo
California
-$155K
Name Holding Trade Value Shares
Change 		Change in
Stake
CFGS
26
Concourse Financial Group Securities
Alabama
$55K +$5.35K +61 +11%
US Bancorp
27
US Bancorp
Minnesota
$47K – – –
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$46K +$88 +1 +0.2%
GWM
29
Geneos Wealth Management
Colorado
$34K – – –
BlackRock
30
BlackRock
New York
$19K – – –
IA
31
IFP Advisors
Florida
$17K +$5.96K +68 +52%
TIM
32
Tortoise Investment Management
New York
$16K – – –
Fidelity Investments
33
Fidelity Investments
Massachusetts
$12K – – –
HI
34
Harbour Investments
Wisconsin
$9K – – –
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$7K – – –
BWL
36
Bogart Wealth LLC
Virginia
$2K – – –
CIAS
37
Capital Investment Advisory Services
North Carolina
$1K – – –
CWM
38
Cornerstone Wealth Management
Missouri
– -$217K -2,518 Closed
SB
39
Strategic Blueprint
Georgia
– -$16K -191 Closed
Citigroup
40
Citigroup
New York
– -$14K -158 Closed
TRCT
41
Tower Research Capital (TRC)
New York
– -$1K -12 Closed
1
2

QQXT Hedge Fund Activity: Q3 2021 in Review

39 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q3 2021, worth a combined $96.7M — down 3.2% from $100M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of QQXT and 0 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 16 added.

The largest buyer was Morgan Stanley, adding an estimated $1.19M. The largest seller was Royal Bank of Canada, cutting an estimated $2.99M.

  • 39 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q3 2021, down from 43 in Q2 2021.
  • Funds reported $96.7M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q3 2021, down 3.2% quarter-over-quarter.
  • 0 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q3 2021 and 4 closed out, a net change of -4 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q3 2021 was Morgan Stanley, an estimated $1.19M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q3 2021 was Royal Bank of Canada, an estimated $2.99M sold.

Based on aggregated 13F filings for Q3 2021.