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First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT

37 hedge funds and large institutions have $104M invested in First Trust NASDAQ 100 ex-Technology Sector Index Fund in 2020 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

28% more capital invested

Capital invested by funds: $80.9M → $104M (+$22.9M)

9% more funds holding

Funds holding: 34 → 37 (+3)

3.26% more ownership

Funds ownership: 66.9% → 70.16% (+3.3%)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

Holders
37
Holders Change
+3
Holders Change %
+8.82%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$10.8M
2
RJA
Raymond James & Associates
Florida
+$4.14M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$654K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$417K
5
AWM
AE Wealth Management
Kansas
+$210K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$5.65M
2
UBS Group
UBS Group
Switzerland
-$940K
3
Wells Fargo
Wells Fargo
California
-$488K
4
CWM
Cornerstone Wealth Management
Missouri
-$311K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$301K
Name Holding Trade Value Shares
Change 		Change in
Stake
HIA
26
Harbor Investment Advisory
Maryland
$58K – – –
CFGS
27
Concourse Financial Group Securities
Alabama
$46K -$33.4K -454 -44%
US Bancorp
28
US Bancorp
Minnesota
$43K – – –
GWM
29
Geneos Wealth Management
Colorado
$32K +$29.4K +400 New
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$20K – – –
BlackRock
31
BlackRock
New York
$18K – – –
TIM
32
Tortoise Investment Management
New York
$15K – – –
Citigroup
33
Citigroup
New York
$13K -$11.5K -157 -50%
Fidelity Investments
34
Fidelity Investments
Massachusetts
$12K – – –
SPIA
35
Steward Partners Investment Advisory
New York
$4K +$3.97K +54 New
BWL
36
Bogart Wealth LLC
Virginia
$2K – – –
CIAS
37
Capital Investment Advisory Services
North Carolina
$1K – – –
CWM
38
Cornerstone Wealth Management
Missouri
– -$311K -4,536 Closed
NA
39
NewEdge Advisors
Louisiana
– -$239K -3,495 Closed
TRCT
40
Tower Research Capital (TRC)
New York
– -$7K -97 Closed
1
2

QQXT Hedge Fund Activity: Q4 2020 in Review

37 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) for Q4 2020, worth a combined $104M — up 28% from $80.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new QQXT positions and 3 closed out — a net gain of 3 holders — while 9 added to existing stakes and 11 trimmed.

The largest buyer was Bank of America, adding an estimated $10.8M. The largest seller was Morgan Stanley, cutting an estimated $5.65M.

  • 37 institutional investors held First Trust NASDAQ 100 ex-Technology Sector Index Fund (QQXT) as of Q4 2020, up from 34 in Q3 2020.
  • Funds reported $104M of First Trust NASDAQ 100 ex-Technology Sector Index Fund stock for Q4 2020, up 28% quarter-over-quarter.
  • 6 funds opened new First Trust NASDAQ 100 ex-Technology Sector Index Fund positions in Q4 2020 and 3 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund buyer in Q4 2020 was Bank of America, an estimated $10.8M added.
  • The largest First Trust NASDAQ 100 ex-Technology Sector Index Fund seller in Q4 2020 was Morgan Stanley, an estimated $5.65M sold.

Based on aggregated 13F filings for Q4 2020.