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PIMCO Corporate & Income Opportunity Fund
PTY

84 hedge funds and large institutions have $65.8M invested in PIMCO Corporate & Income Opportunity Fund in 2015 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 18 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

8% more funds holding

Funds holding: 78 → 84 (+6)

2% more capital invested

Capital invested by funds: $64.6M → $65.8M (+$1.21M)

0.65% more ownership

Funds ownership: 5.87% → 6.52% (+0.65%)

40% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 30

Holders
84
Holders Change
+6
Holders Change %
+7.69%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
18
Reduced
30
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIG
Mariner Investment Group
New York
+$3.28M
2
FFA
First Foundation Advisors
California
+$3.25M
3
SIA
Sit Investment Associates
Minnesota
+$1.59M
4
DA
Doliver Advisors
Texas
+$1.49M
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$933K

Top Sellers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$2.2M
2
SG Americas Securities
SG Americas Securities
New York
-$2.02M
3
OC
Oppenheimer & Co
New York
-$1.4M
4
CRC
Curi RMB Capital
Illinois
-$540K
5
LPL Financial
LPL Financial
California
-$462K
Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$482K -$10.4K -684 -2%
TYCC
27
Texas Yale Capital Corp
Florida
$481K – – –
ICAS
28
Investors Capital Advisory Services
Massachusetts
$446K -$86.7K -5,701 -16%
SPC
29
Sigma Planning Corp
Michigan
$436K -$45.4K -2,989 -9%
HK
30
Horizon Kinetics
New York
$352K -$3.04K -200 -0.8%
GAM
31
Gould Asset Management
California
$336K – – –
RJFSA
32
Raymond James Financial Services Advisors
Florida
$311K +$327K +21,500 New
HB
33
Homrich & Berg
Georgia
$310K – – –
Wells Fargo
34
Wells Fargo
California
$301K -$131K -8,619 -29%
SA
35
SRH Advisors
Kansas
$290K +$304K +20,000 New
NL
36
NWAM LLC
Washington
$275K – – –
KeyBank National Association
37
KeyBank National Association
Ohio
$275K +$15.2K +1,000 +6%
OC
38
Oppenheimer & Co
New York
$262K -$1.4M -91,950 -84%
FAAS
39
First Allied Advisory Services
California
$258K -$12.3K -810 -4%
LCM
40
Lucas Capital Management
New Jersey
$256K – – –
Goldman Sachs
41
Goldman Sachs
New York
$250K +$263K +17,283 New
RFA
42
Reilly Financial Advisors
California
$240K -$5.95K -391 -2%
Janney Montgomery Scott
43
Janney Montgomery Scott
Pennsylvania
$240K -$22.8K -1,500 -8%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$226K -$26.2K -1,722 -10%
RJA
45
Raymond James & Associates
Florida
$222K -$64.4K -4,235 -22%
CCP
46
Clough Capital Partners
Massachusetts
$217K +$228K +15,000 New
Stifel Financial
47
Stifel Financial
Missouri
$191K +$1.52K +100 +0.8%
Creative Planning
48
Creative Planning
Kansas
$191K +$72.5K +4,766 +57%
Deutsche Bank
49
Deutsche Bank
Germany
$183K -$55.8K -3,670 -22%
SIC
50
Salem Investment Counselors
North Carolina
$174K – – –
1
2
3 4

PTY Hedge Fund Activity: Q2 2015 in Review

84 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q2 2015, worth a combined $65.8M — up 1.9% from $64.6M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PTY positions and 9 closed out — a net gain of 7 holders — while 18 added to existing stakes and 30 trimmed.

The largest buyer was Mariner Investment Group, opening a new position worth an estimated $3.28M. The largest seller was BNP Paribas Financial Markets, exiting entirely with an estimated $2.2M sold.

  • 84 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q2 2015, up from 78 in Q1 2015.
  • Funds reported $65.8M of PIMCO Corporate & Income Opportunity Fund stock for Q2 2015, up 1.9% quarter-over-quarter.
  • 16 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q2 2015 and 9 closed out, a net change of +7 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q2 2015 was Mariner Investment Group, an estimated $3.28M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q2 2015 was BNP Paribas Financial Markets, an estimated $2.2M sold.

Based on aggregated 13F filings for Q2 2015.