Clough Capital Partners’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Clough Capital Partners’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-6,900	Closed	-$92K	–	225
2015 Q3	$92K	Sell	6,900 -8,100	-54%	-$112K	﹤0.01%	184
2015 Q2	$217K	Buy	+15,000	New	+$228K	0.01%	183

Other funds holding PTY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Clough Capital Partners's PTY Position: Q4 2015 in Review

Clough Capital Partners sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2015, closing a stake of 6,900 shares — an estimated $92K sold.

Clough Capital Partners first reported a position in PTY in Q2 2015 and held it in 2 quarters. The position peaked at $217K in Q2 2015. 86 funds tracked by Wall St. Rank hold PTY as of Q4 2015.

Clough Capital Partners reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2015 after selling out during the quarter.
Clough Capital Partners sold 6,900 PIMCO Corporate & Income Opportunity Fund shares in Q4 2015, an estimated $92K.
Clough Capital Partners first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2015 and held it in 2 quarters.
Clough Capital Partners's PIMCO Corporate & Income Opportunity Fund position peaked at $217K in Q2 2015.
86 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2015.

Based on Clough Capital Partners's 13F filing for Q4 2015, filed 16 Feb 2016.