Lucas Capital Management’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Lucas Capital Management’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	$220K	Buy	+12,300	New	+$209K	0.26%	45
2020 Q1	–	Sell	-12,300	Closed	-$234K	–	47
2019 Q4	$234K	Hold	12,300	–	–	0.28%	45
2019 Q3	$223K	Hold	12,300	–	–	0.28%	46
2019 Q2	$223K	Hold	12,300	–	–	0.26%	51
2019 Q1	$215K	Buy	+12,300	New	+$206K	0.25%	52
2018 Q4	–	Sell	-12,300	Closed	-$220K	–	56
2018 Q3	$220K	Hold	12,300	–	–	0.27%	49
2018 Q2	$215K	Sell	12,300 -5,400	-31%	-$96K	0.2%	87
2018 Q1	$304K	Hold	17,700	–	–	0.29%	69
2017 Q4	$291K	Hold	17,700	–	–	0.25%	82
2017 Q3	$297K	Hold	17,700	–	–	0.27%	77
2017 Q2	$292K	Hold	17,700	–	–	0.21%	94
2017 Q1	$278K	Hold	17,700	–	–	0.21%	88
2016 Q4	$253K	Hold	17,700	–	–	0.18%	93
2016 Q3	$259K	Hold	17,700	–	–	0.2%	81
2016 Q2	$249K	Hold	17,700	–	–	0.18%	88
2016 Q1	$241K	Hold	17,700	–	–	0.18%	90
2015 Q4	$236K	Hold	17,700	–	–	0.15%	101
2015 Q3	$235K	Hold	17,700	–	–	0.14%	100
2015 Q2	$256K	Hold	17,700	–	–	0.11%	113
2015 Q1	$279K	Hold	17,700	–	–	0.11%	105
2014 Q4	$281K	Sell	17,700 -1,000	-5%	-$17.8K	0.1%	104
2014 Q3	$319K	Hold	18,700	–	–	0.1%	108
2014 Q2	$352K	Hold	18,700	–	–	0.11%	108
2014 Q1	$338K	Hold	18,700	–	–	0.11%	104
2013 Q4	$323K	Hold	18,700	–	–	0.11%	103
2013 Q3	$338K	Hold	18,700	–	–	0.12%	100
2013 Q2	$366K	Buy	+18,700	New	+$382K	0.1%	94

Other funds holding PTY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BPA

Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Lucas Capital Management's PTY Position: Q4 2020 in Review

Lucas Capital Management opened a new position in PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2020: 12,300 shares worth $220K. The stake represents 0.26% of the portfolio and ranks #45 among its holdings. This is a return to the name: Lucas Capital Management previously reported a position in PTY as recently as Q4 2019.

Lucas Capital Management first reported a position in PTY in Q2 2013 and has held it in 27 quarters since. The position peaked at $366K in Q2 2013. 116 funds tracked by Wall St. Rank hold PTY as of Q4 2020.

Lucas Capital Management held 12,300 shares of PIMCO Corporate & Income Opportunity Fund worth $220K as of Q4 2020.
PIMCO Corporate & Income Opportunity Fund was a new Lucas Capital Management position in Q4 2020.
PIMCO Corporate & Income Opportunity Fund made up 0.26% of Lucas Capital Management's portfolio in Q4 2020, its #45 holding.
Lucas Capital Management first reported a position in PIMCO Corporate & Income Opportunity Fund in Q2 2013 and has held it in 27 quarters since.
Lucas Capital Management's PIMCO Corporate & Income Opportunity Fund position peaked at $366K in Q2 2013.
116 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2020.

Based on Lucas Capital Management's 13F filing for Q4 2020, filed 27 Jan 2021.