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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $226M invested in Prospect Capital in 2023 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 93 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
232
Holders Change
-16
Holders Change %
-6.45%
% of All Funds
3.66%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
22
Increased
93
Reduced
54
Closed
37
Calls
$8.72M
Puts
$24.8M
Net Calls
-$16.1M
Net Calls Change
-$14.9M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$28M
2
PWS
2
Paragon Wealth Strategies
Florida
$3.65M
3
Qube Research & Technologies (QRT)
3
Qube Research & Technologies (QRT)
United Kingdom
$2.25M
4
CSS
4
Cubist Systematic Strategies
Connecticut
$1.97M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$18.3M

Top Sellers

1
SAMU
1
SONA Asset Management (US)
New York
$0
2
NAM
2
Nissay Asset Management
Japan
$0
3
BlackRock
3
BlackRock
New York
$10.1M
4
LPL Financial
4
LPL Financial
California
$5.33M
5
AAM
5
Advisors Asset Management
Colorado
$3.56M
Name Holding Trade Value Shares
Change 		Shares
Change %
CHA
201
Carmichael Hill & Associates
Maryland
$9.08K – – –
Toronto Dominion Bank
202
Toronto Dominion Bank
Ontario, Canada
$9K – – –
BCMLT
203
Beacon Capital Management LLC (Tennessee)
Tennessee
$8.99K +$260 +42 +3%
KTC
204
Kistler-Tiffany Companies
Pennsylvania
$8.27K – – –
Northwestern Mutual Wealth Management
205
Northwestern Mutual Wealth Management
Wisconsin
$8.11K +$7.85K +1,266 +3,014%
OLVIG
206
Oliver Lagore Vanvalin Investment Group
Michigan
$8.06K -$1.71K -275 -17%
CPA
207
Cowen Prime Advisors
New York
$8.06K – – –
TRCT
208
Tower Research Capital (TRC)
New York
$6.38K -$122K -19,599 -95%
GCM
209
Gables Capital Management
Florida
$6.2K – – –
LFG
210
Larson Financial Group
Missouri
$5.66K – – –
FWM
211
Focused Wealth Management
New York
$5.63K +$19 +3 +0.3%
PA
212
PSI Advisors
Florida
$3.57K – – –
CIA
213
Cape Investment Advisory
Georgia
$3.47K – – –
RA
214
Rise Advisors
New York
$2.16K +$62 +10 +3%
FDCDDQ
215
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.86K – – –
PFSC
216
Peoples Financial Services Corp
Pennsylvania
$1.27K – – –
Barclays
217
Barclays
United Kingdom
$1K – – –
CG
218
Cutler Group
California
$1K +$1K +215 New
BAAM
219
Baker Avenue Asset Management
California
$837 +$459 +74 +121%
Fifth Third Bancorp
220
Fifth Third Bancorp
Ohio
$688 -$4.34K -700 -86%
VWM
221
Venturi Wealth Management
Texas
$682 +$682 +110 New
HWA
222
Heritage Wealth Advisors
Virginia
$620 – – –
HCP
223
Hexagon Capital Partners
Arkansas
$521 -$794 -128 -60%
QT
224
Quantbot Technologies
New York
$291 +$291 +47 New
AF
225
Allworth Financial
California
$217 -$50 -8 -19%
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