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Prospect Capital
PSEC

Overview Fund Activity

248 hedge funds and large institutions have $229M invested in Prospect Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 87 increasing their positions, 60 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
248
Holders Change
+4
Holders Change %
+1.64%
% of All Funds
3.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
38
Increased
87
Reduced
60
Closed
30
Calls
$9.88M
Puts
$11M
Net Calls
-$1.15M
Net Calls Change
+$772K

Top Buyers

1
XF
1
XML Financial
Maryland
$9.06M
2
VanEck Associates
2
VanEck Associates
New York
$26M
3
LPL Financial
3
LPL Financial
California
$6.65M
4
Legal & General Group
4
Legal & General Group
United Kingdom
$19M
5
Millennium Management
5
Millennium Management
New York
$558K

Top Sellers

1
BlackRock
1
BlackRock
New York
$12M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$81.4K
3
IAIM
3
International Assets Investment Management
Florida
$1.68M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$0
5
Skandinaviska Enskilda Banken (SEB)
5
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GWM
201
Geneos Wealth Management
Colorado
$16K – – –
CWA
202
Core Wealth Advisors
Florida
$15.8K +$404 +58 +3%
FHA
203
First Horizon Advisors
Tennessee
$15.7K – – –
WBC
204
West Branch Capital
Massachusetts
$14K – – –
Nomura Asset Management
205
Nomura Asset Management
Japan
$12.6K +$9.33K +1,341 +287%
IA
206
IFP Advisors
Florida
$11.9K -$3.04K -447 -20%
CCMW
207
Cypress Capital Management (Wyoming)
Wyoming
$11.4K +$272 +39 +2%
ME
208
McIlrath & Eck
Washington
$11.4K – – –
OLVIG
209
Oliver Lagore Vanvalin Investment Group
Michigan
$11K -$696 -100 -6%
HNB
210
Huntington National Bank
Ohio
$10.4K – – –
WP
211
WealthPLAN Partners
Nebraska
$10.4K +$10.4K +1,491 New
CHA
212
Carmichael Hill & Associates
Maryland
$10.2K – – –
Toronto Dominion Bank
213
Toronto Dominion Bank
Ontario, Canada
$10K – – –
BCMLT
214
Beacon Capital Management LLC (Tennessee)
Tennessee
$9.8K +$244 +35 +3%
TWC
215
TD Waterhouse Canada
Ontario, Canada
$9.3K +$9.3K +1,000 New
KTC
216
Kistler-Tiffany Companies
Pennsylvania
$9.29K – – –
CPA
217
Cowen Prime Advisors
New York
$9K – – –
Citadel Advisors
218
Citadel Advisors
Florida
$8.63K +$8.63K +1,240 New
EI
219
Ellevest Inc
New York
$7.49K +$188 +27 +3%
GCM
220
Gables Capital Management
Florida
$6.96K – – –
AF
221
Advisornet Financial
Minnesota
$6.37K +$153 +22 +2%
LFG
222
Larson Financial Group
Missouri
$6.35K – – –
FWM
223
Focused Wealth Management
New York
$6.3K +$14 +2 +0.2%
Commonwealth Equity Services
224
Commonwealth Equity Services
Massachusetts
$6.25K +$67 +9,664 +1%
Fifth Third Bancorp
225
Fifth Third Bancorp
Ohio
$5.65K -$1.32K -189 -19%
7 8
9
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