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Prospect Capital
PSEC

Overview Fund Activity

244 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
244
Holders Change
+17
Holders Change %
+7.49%
% of All Funds
3.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
44
Increased
92
Reduced
54
Closed
21
Calls
$10.5M
Puts
$12.5M
Net Calls
-$1.92M
Net Calls Change
+$1.91M

Top Buyers

1
XF
XML Financial
Maryland
$6.53M
2
IAIM
International Assets Investment Management
Florida
$2.91M
3
VanEck Associates
VanEck Associates
New York
$23.7M
4
SAMU
SONA Asset Management (US)
New York
$1.12M
5
Mariner
Mariner
Kansas
$995K

Top Sellers

1
Two Sigma Advisers
Two Sigma Advisers
New York
$2.76M
2
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$203K
3
CCA
Catalyst Capital Advisors
New York
$0
4
AAM
Advisors Asset Management
Colorado
$4.48M
5
US Bancorp
US Bancorp
Minnesota
$2.05M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFA
201
Semmax Financial Advisors
North Carolina
$11K – – –
HNB
202
Huntington National Bank
Ohio
$10.5K – – –
CAS
203
Coppell Advisory Solutions
Texas
$10.2K +$10.2K +1,465 New
CASC
204
Coppell Advisory Solutions Corp
Texas
$10.2K +$10.2K +1,465 New
CHA
205
Carmichael Hill & Associates
Maryland
$10.2K – – –
Toronto Dominion Bank
206
Toronto Dominion Bank
Ontario, Canada
$10K +$10K +1,500 New
BCMLT
207
Beacon Capital Management LLC (Tennessee)
Tennessee
$9.59K +$482 +69 +5%
KTC
208
Kistler-Tiffany Companies
Pennsylvania
$9.33K – – –
CPA
209
Cowen Prime Advisors
New York
$9K +$9K +1,300 New
Northwestern Mutual Wealth Management
210
Northwestern Mutual Wealth Management
Wisconsin
$8.75K -$35 -5 -0.4%
EE
211
EWG Elevate
California
$8.58K +$8.58K +1,228 New
CCM
212
Cribstone Capital Management
Maine
$7.79K +$7.79K +1,115 New
BNP Paribas Financial Markets
213
BNP Paribas Financial Markets
France
$7.4K +$7.4K +1,058 New
EI
214
Ellevest Inc
New York
$7.34K +$175 +25 +2%
Fifth Third Bancorp
215
Fifth Third Bancorp
Ohio
$6.99K – – –
GCM
216
Gables Capital Management
Florida
$6.99K – – –
LFG
217
Larson Financial Group
Missouri
$6.38K – – –
FWM
218
Focused Wealth Management
New York
$6.31K +$21 +3 +0.3%
AF
219
Advisornet Financial
Minnesota
$6.24K +$154 +22 +3%
AWM
220
Align Wealth Management
Oklahoma
$6.2K +$6.2K +1,000 New
AWM
221
Accurate Wealth Management
Florida
$5.7K +$5.7K +807 New
SIC
222
Salem Investment Counselors
North Carolina
$5.64K +$5.64K +800 New
PA
223
PSI Advisors
Florida
$4.02K -$5.26K -753 -57%
HT
224
Headlands Technologies
Illinois
$4K +$4K +641 New
HCP
225
Hexagon Capital Partners
Arkansas
$3.47K +$377 +54 +12%
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