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Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $306M invested in Prospect Capital in 2018 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 80 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
-3
Holders Change %
-1.36%
% of All Funds
5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
53
Reduced
80
Closed
31
Calls
$6.48M
Puts
$24.8M
Net Calls
-$18.3M
Net Calls Change
+$12M

Top Buyers

1
LSV Asset Management
LSV Asset Management
Illinois
$31.6M
2
Citadel Advisors
Citadel Advisors
Florida
$6.66M
3
UBS Group
UBS Group
Switzerland
$12.7M
4
Deutsche Bank
Deutsche Bank
Germany
$8.42M
5
Legal & General Group
Legal & General Group
United Kingdom
$8.85M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$298K
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
Two Sigma Investments
New York
$4.19M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$4.43M
5
AAM
Advisors Asset Management
Colorado
$3.22M
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
201
Allworth Financial
California
$5K – – –
Fifth Third Bancorp
202
Fifth Third Bancorp
Ohio
$5K +$5K +800 New
FGAM
203
Financial Gravity Asset Management
Texas
$5K +$5K +804 New
CAC
204
Certified Advisory Corp
Florida
$3K -$2.23K -445 -43%
TCOV
205
Trust Company of Vermont
Vermont
$3K – – –
HNB
206
Huntington National Bank
Ohio
$3K – – –
MI
207
Markston International
New York
$3K – – –
WAS
208
Winch Advisory Services
Wisconsin
$3K – – –
FMII
209
Farmers & Merchants Investments Inc
Nebraska
$3K +$3K +500 New
TDC
210
Thompson Davis & Co
Virginia
$2K -$2K -250 -50%
CB
211
Community Bank
New York
$2K – – –
WDL
212
Well Done LLC
Michigan
$2K +$2K +250 New
RFM
213
Royal Fund Management
Florida
$1K – – –
RFC
214
Regions Financial Corp
Alabama
$1K – – –
NSB
215
Norway Savings Bank
Maine
$1K – – –
WF
216
WealthTrust Fairport
Ohio
$1K +$1K +112 New
CTC
217
Central Trust Company
Missouri
$1K +$1K +161 New
Arrowstreet Capital
218
Arrowstreet Capital
Massachusetts
– -$10.8M -1,602,568 Closed
SEC
219
Seven Eight Capital
New York
– -$1.66M -246,860 Closed
MSTVIM
220
Messner & Smith Theme Value Investment Management
California
– -$1.02M -151,049 Closed
Group One Trading
221
Group One Trading
Illinois
– -$893K -132,539 Closed
SI
222
SII Investments
Wisconsin
– -$442K -65,716 Closed
EGM
223
Engineers Gate Manager
New York
– -$422K -62,622 Closed
IH
224
IFC Holdings
Florida
– -$215K -32,196 Closed
M&T Bank
225
M&T Bank
New York
– -$202K -29,895 Closed
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