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Prospect Capital
PSEC

Overview Fund Activity

232 hedge funds and large institutions have $226M invested in Prospect Capital in 2023 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 93 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
232
Holders Change
-16
Holders Change %
-6.45%
% of All Funds
3.66%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
22
Increased
93
Reduced
54
Closed
37
Calls
$8.72M
Puts
$24.8M
Net Calls
-$16.1M
Net Calls Change
-$14.9M

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$28M
2
PWS
2
Paragon Wealth Strategies
Florida
$3.65M
3
Qube Research & Technologies (QRT)
3
Qube Research & Technologies (QRT)
United Kingdom
$2.25M
4
CSS
4
Cubist Systematic Strategies
Connecticut
$1.97M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$18.3M

Top Sellers

1
SAMU
1
SONA Asset Management (US)
New York
$0
2
NAM
2
Nissay Asset Management
Japan
$0
3
BlackRock
3
BlackRock
New York
$10.1M
4
LPL Financial
4
LPL Financial
California
$5.33M
5
AAM
5
Advisors Asset Management
Colorado
$3.56M
Name Holding Trade Value Shares
Change 		Shares
Change %
ADL
176
Asset Dedication LLC
California
$36K – – –
S
177
SignatureFD
Georgia
$35.5K -$27.8K -4,483 -44%
HWA
178
HHM Wealth Advisors
Tennessee
$33.3K – – –
PTC
179
Private Trust Company
Ohio
$31.1K – – –
FMTCOCP
180
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$31K – – –
BCV
181
Banque Cantonale Vaudoise
Switzerland
$25K – – –
FFA
182
Farther Finance Advisors
California
$24.8K – – –
AW
183
Avion Wealth
Texas
$21K +$1.07K +174 +5%
RIA
184
Realta Investment Advisors
Delaware
$19.8K +$19.8K +3,195 New
FCMT
185
Founders Capital Management (Texas)
Texas
$18.6K – – –
FMP
186
Financial Management Professionals
Texas
$18K +$496 +80 +3%
LC
187
Lindbrook Capital
California
$17K -$12.7K -2,041 -43%
WB
188
Webster Bank
Connecticut
$16.2K – – –
CWA
189
Core Wealth Advisors
Florida
$14.5K +$422 +68 +3%
GWM
190
Geneos Wealth Management
Colorado
$14.3K – – –
FHA
191
First Horizon Advisors
Tennessee
$14K – – –
WBC
192
West Branch Capital
Massachusetts
$12.5K – – –
IA
193
IFP Advisors
Florida
$11.5K +$626 +101 +6%
Nomura Asset Management
194
Nomura Asset Management
Japan
$11.2K – – –
NA
195
NewEdge Advisors
Louisiana
$11.1K -$4.71K -759 -30%
AF
196
Advisornet Financial
Minnesota
$10.5K +$4.86K +783 +86%
CCMW
197
Cypress Capital Management (Wyoming)
Wyoming
$10.4K +$285 +46 +3%
ME
198
McIlrath & Eck
Washington
$10.1K – – –
CAS
199
Coppell Advisory Solutions
Texas
$9.63K +$9.63K +1,548 New
HNB
200
Huntington National Bank
Ohio
$9.3K – – –
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8
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