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Prospect Capital
PSEC

Overview Fund Activity

244 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
244
Holders Change
+17
Holders Change %
+7.49%
% of All Funds
3.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
44
Increased
92
Reduced
54
Closed
21
Calls
$10.5M
Puts
$12.5M
Net Calls
-$1.92M
Net Calls Change
+$1.91M

Top Buyers

1
XF
XML Financial
Maryland
$6.53M
2
IAIM
International Assets Investment Management
Florida
$2.91M
3
VanEck Associates
VanEck Associates
New York
$23.7M
4
SAMU
SONA Asset Management (US)
New York
$1.12M
5
Mariner
Mariner
Kansas
$995K

Top Sellers

1
Two Sigma Advisers
Two Sigma Advisers
New York
$2.76M
2
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$203K
3
CCA
Catalyst Capital Advisors
New York
$0
4
AAM
Advisors Asset Management
Colorado
$4.48M
5
US Bancorp
US Bancorp
Minnesota
$2.05M
Name Holding Trade Value Shares
Change 		Shares
Change %
FMTCOCP
176
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$35K – – –
PTC
177
Private Trust Company
Ohio
$35K – – –
FFA
178
Farther Finance Advisors
California
$30.5K +$30.5K +4,360 New
BCV
179
Banque Cantonale Vaudoise
Switzerland
$28K – – –
GRP
180
Global Retirement Partners
California
$28K +$27.9K +3,985 +26,567%
TWA
181
TCI Wealth Advisors
Arizona
$26.5K +$615 +88 +2%
TRCT
182
Tower Research Capital (TRC)
New York
$25K -$73.5K -10,686 -75%
FCMT
183
Founders Capital Management (Texas)
Texas
$21K – – –
PP
184
PrairieView Partners
Minnesota
$20K – – –
AW
185
Avion Wealth
Texas
$19K – – –
FMP
186
Financial Management Professionals
Texas
$19K +$469 +68 +3%
CA
187
CoreCap Advisors
Michigan
$18.8K +$18.8K +2,683 New
LC
188
Lindbrook Capital
California
$18.7K +$217 +31 +1%
WB
189
Webster Bank
Connecticut
$18K – – –
GWM
190
Geneos Wealth Management
Colorado
$16.1K -$13.8K -1,977 -46%
FHA
191
First Horizon Advisors
Tennessee
$15.7K – – –
CWA
192
Core Wealth Advisors
Florida
$15.5K +$399 +57 +3%
IA
193
IFP Advisors
Florida
$15K -$13.6K -1,990 -48%
Carson Wealth (CWM LLC)
194
Carson Wealth (CWM LLC)
Nebraska
$15K +$5.91K +846 +65%
PWS
195
Paragon Wealth Strategies
Florida
$14.7K +$14.7K +2,096 New
WBC
196
West Branch Capital
Massachusetts
$14.1K – – –
OLVIG
197
Oliver Lagore Vanvalin Investment Group
Michigan
$11.7K +$699 +100 +6%
ME
198
McIlrath & Eck
Washington
$11.4K -$3.86K -552 -25%
CCMW
199
Cypress Capital Management (Wyoming)
Wyoming
$11.1K +$273 +39 +3%
ACM
200
Aquatic Capital Management
Illinois
$11K -$139K -20,200 -93%
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