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Prospect Capital
PSEC

228 hedge funds and large institutions have $254M invested in Prospect Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 75 increasing their positions, 55 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 14

163% more call options, than puts

Call options by funds: $7.56M | Put options by funds: $2.88M

36% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 55

18% more funds holding

Funds holding: 194 → 228 (+34)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.86% less ownership

Funds ownership: 8.63% → 7.77% (-0.86%)

1% less capital invested

Capital invested by funds: $258M → $254M (-$3.15M)

Holders
228
Holders Change
+34
Holders Change %
+17.53%
% of All Funds
3.51%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
49
Increased
75
Reduced
55
Closed
14
Calls
$7.56M
Puts
$2.88M
Net Calls
+$4.68M
Net Calls Change
+$1.91M

Top Buyers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
+$3.06M
2
HF
HRT Financial
New York
+$3.02M
3
BlackRock
BlackRock
New York
+$1.75M
4
AAM
Advisors Asset Management
Colorado
+$863K
5
HighTower Advisors
HighTower Advisors
Illinois
+$837K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$18.5M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$6.89M
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$4.19M
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$3.42M
5
LSV Asset Management
LSV Asset Management
Illinois
-$2.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
TWA
176
TCI Wealth Advisors
Arizona
$27K +$572 +68 +2%
FCMT
177
Founders Capital Management (Texas)
Texas
$25K – – –
PP
178
PrairieView Partners
Minnesota
$25K +$8.42K +1,000 +50%
SWM
179
Selective Wealth Management
Virginia
$25K +$25.2K +2,997 New
SIC
180
SJS Investment Consulting
Ohio
$24K +$23.6K +2,805 New
LC
181
Lindbrook Capital
California
$23K +$202 +24 +0.9%
WB
182
Webster Bank
Connecticut
$22K – – –
FMP
183
Financial Management Professionals
Texas
$22K +$454 +54 +2%
WFS
184
Widmann Financial Services
Maryland
$21K +$21K +2,500 New
WBC
185
West Branch Capital
Massachusetts
$17K – – –
CWAF
186
Core Wealth Advisors (Florida)
Florida
$17K +$379 +45 +2%
AF
187
Advisornet Financial
Minnesota
$16K +$320 +38 +2%
GAM
188
Gemmer Asset Management
California
$13K -$5.89K -700 -30%
HNB
189
Huntington National Bank
Ohio
$13K – – –
CA
190
Clearstead Advisors
Ohio
$13K +$12.6K +1,500 New
CHA
191
Carmichael Hill & Associates
Maryland
$12K -$21K -2,500 -63%
SFA
192
Semmax Financial Advisors
North Carolina
$12K – – –
CCMW
193
Cypress Capital Management (Wyoming)
Wyoming
$12K +$12.2K +1,450 New
KTC
194
Kistler-Tiffany Companies
Pennsylvania
$11K – – –
PA
195
PSI Advisors
Florida
$11K +$135 +16 +1%
MAM
196
McCarthy Asset Management
California
$9K +$194 +23 +2%
BNP Paribas Financial Markets
197
BNP Paribas Financial Markets
France
$8.9K – – –
Fifth Third Bancorp
198
Fifth Third Bancorp
Ohio
$8K – – –
GCM
199
Gables Capital Management
Florida
$8K – – –
EI
200
Ellevest Inc
New York
$8K +$168 +20 +2%
6 7
8
9 10

PSEC Hedge Fund Activity: Q4 2021 in Review

228 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2021, worth a combined $254M — down 1.2% from $258M a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new PSEC positions and 14 closed out — a net gain of 35 holders — while 75 added to existing stakes and 55 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $3.06M. The largest seller was Invesco, cutting an estimated $18.5M.

  • 228 institutional investors held Prospect Capital (PSEC) as of Q4 2021, up from 194 in Q3 2021.
  • Funds reported $254M of Prospect Capital stock for Q4 2021, down 1.2% quarter-over-quarter.
  • 49 funds opened new Prospect Capital positions in Q4 2021 and 14 closed out, a net change of +35 holders.
  • The largest Prospect Capital buyer in Q4 2021 was Citadel Advisors, an estimated $3.06M added.
  • The largest Prospect Capital seller in Q4 2021 was Invesco, an estimated $18.5M sold.

Based on aggregated 13F filings for Q4 2021.