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Prospect Capital

202 hedge funds and large institutions have $317M invested in Prospect Capital in 2021 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 67 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

27% more call options, than puts

Call options by funds: $7.01M | Put options by funds: $5.54M

18% more capital invested

Capital invested by funds: $267M → $317M (+$49.3M)

12% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 60

5% more funds holding

Funds holding: 192202 (+10)

0.7% more ownership

Funds ownership: 9.04%9.74% (+0.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
202
Holders Change
+10
Holders Change %
+5.21%
% of All Funds
3.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
37
Increased
67
Reduced
60
Closed
26
Calls
$7.01M
Puts
$5.54M
Net Calls
+$1.47M
Net Calls Change
+$165K
Name Holding Trade Value Shares
Change
Change in
Stake
GAM
176
Gemmer Asset Management
California
$19K
PP
177
PrairieView Partners
Minnesota
$17K +$8.36K +1,000 +100%
WBC
178
West Branch Capital
Massachusetts
$17K +$16.9K +2,018 New
CWAF
179
Core Wealth Advisors (Florida)
Florida
$16K +$359 +43 +2%
AF
180
Advisornet Financial
Minnesota
$14K -$7.99K -956 -36%
NFG
181
Next Financial Group
Texas
$13K -$1.44K -172 -10%
HNB
182
Huntington National Bank
Ohio
$13K
SFA
183
Semmax Financial Advisors
North Carolina
$12K
KTC
184
Kistler-Tiffany Companies
Pennsylvania
$11K
BNP Paribas Financial Markets
185
BNP Paribas Financial Markets
France
$9.04K +$167 +20 +2%
MAM
186
McCarthy Asset Management
California
$9K +$192 +23 +2%
FGAM
187
Financial Gravity Asset Management
Texas
$8K -$2.23K -267 -98%
Fifth Third Bancorp
188
Fifth Third Bancorp
Ohio
$8K
GCM
189
Gables Capital Management
Florida
$8K
EI
190
Ellevest Inc
New York
$8K +$159 +19 +2%
AF
191
Allworth Financial
California
$8K +$7.75K +927 New
CFGS
192
Concourse Financial Group Securities
Alabama
$7K -$1.96K -235 -21%
RCA
193
Ranch Capital Advisors
Florida
$7K
PMFA
194
Plante Moran Financial Advisors
Michigan
$6K +$6.19K +740 New
ACM
195
Anfield Capital Management
California
$5K +$4.99K +597 New
PFGIA
196
Patriot Financial Group Insurance Agency
Massachusetts
$4K
SIS
197
Sound Income Strategies
Florida
$3K
PFSC
198
Peoples Financial Services Corp
Pennsylvania
$2K +$1.67K +200 New
S
199
SignatureFD
Georgia
$1K +$1.19K +142 New
California Public Employees Retirement System
200
California Public Employees Retirement System
California
-$3.74M -487,300 Closed

PSEC Hedge Fund Activity: Q2 2021 in Review

202 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2021, worth a combined $317M — up 18% from $267M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 26 closed out — a net gain of 11 holders — while 67 added to existing stakes and 60 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $27M. The largest seller was Susquehanna International Group, cutting an estimated $4.34M.

  • 202 institutional investors held Prospect Capital (PSEC) as of Q2 2021, up from 192 in Q1 2021.
  • Funds reported $317M of Prospect Capital stock for Q2 2021, up 18% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2021 and 26 closed out, a net change of +11 holders.
  • The largest Prospect Capital buyer in Q2 2021 was Arrowstreet Capital, an estimated $27M added.
  • The largest Prospect Capital seller in Q2 2021 was Susquehanna International Group, an estimated $4.34M sold.

Based on aggregated 13F filings for Q2 2021.