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Prospect Capital
PSEC

Overview Fund Activity

188 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
188
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.8%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M

Top Buyers

1
Invesco
1
Invesco
Georgia
$11.1M
2
VanEck Associates
2
VanEck Associates
New York
$10.8M
3
US Bancorp
3
US Bancorp
Minnesota
$2.15M
4
PTC
4
Philadelphia Trust Company
Pennsylvania
$806K
5
Legal & General Group
5
Legal & General Group
United Kingdom
$13M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$6.73M
2
EFS
2
Essex Financial Services
Connecticut
$0
3
BlackRock
3
BlackRock
New York
$8.14M
4
CP
4
Camelot Portfolios
Ohio
$964K
5
UBS Group
5
UBS Group
Switzerland
$5.77M
Name Holding Trade Value Shares
Change 		Shares
Change %
FHA
176
Flagship Harbor Advisors
Massachusetts
$4K -$2.81K -664 -41%
RCA
177
Ranch Capital Advisors
Florida
$4K – – –
EI
178
Ellevest Inc
New York
$4K +$142 +30 +4%
PCM
179
Prelude Capital Management
New York
$4K +$4K +800 New
HGWM
180
Harvest Group Wealth Management
Massachusetts
$4K +$4K +825 New
WAM
181
Wolverine Asset Management
Illinois
$4K +$4K +958 New
WAS
182
Winch Advisory Services
Wisconsin
$3K +$77 +13 +3%
PFGIA
183
Patriot Financial Group Insurance Agency
Massachusetts
$2K – – –
RWA
184
Ropes Wealth Advisors
Massachusetts
$2K +$2K +393 New
EW
185
Evoke Wealth
California
$1K – – –
LGWM
186
Litman Gregory Wealth Management
California
$1K – – –
NSB
187
Norway Savings Bank
Maine
$1K – – –
Koshinski Asset Management
188
Koshinski Asset Management
Illinois
$257 -$93 -17,953 -27%
AIM
189
Aigen Investment Management
New York
– -$613K -119,958 Closed
DIM
190
DC Investments Management
Virginia
– -$300K -58,793 Closed
Lido Advisors
191
Lido Advisors
California
– -$255K -49,620 Closed
Mercer Global Advisors
192
Mercer Global Advisors
Colorado
– -$212K -41,484 Closed
TSS
193
Two Sigma Securities
New York
– -$181K -35,449 Closed
EFS
194
Essex Financial Services
Connecticut
– -$2.02M -32,842 Closed
CBA
195
Coastal Bridge Advisors
Connecticut
– -$147K -28,775 Closed
Envestnet Asset Management
196
Envestnet Asset Management
Illinois
– -$103K -20,178 Closed
Millennium Management
197
Millennium Management
New York
– -$91K -17,830 Closed
CIC
198
Crawford Investment Counsel
Georgia
– -$77K -15,089 Closed
MC
199
Maverick Capital
Texas
– -$75K -14,682 Closed
CC
200
Cipher Capital
New York
– -$69K -13,431 Closed
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