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Prospect Capital

189 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 26

0.44% less ownership

Funds ownership: 10.83%10.39% (-0.44%)

3% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 58

5% less capital invested

Capital invested by funds: $207M → $197M (-$10.1M)

1% less funds holding

Funds holding: 191189 (-2)

44% less call options, than puts

Call options by funds: $2.84M | Put options by funds: $5.04M

Holders
189
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M
Name Holding Trade Value Shares
Change
Change in
Stake
CG
176
Cutler Group
California
$5K +$5.03K +1,000 New
FHA
177
Flagship Harbor Advisors
Massachusetts
$4K -$3.34K -664 -41%
RCA
178
Ranch Capital Advisors
Florida
$4K
EI
179
Ellevest Inc
New York
$4K +$151 +30 +4%
PCM
180
Prelude Capital Management
New York
$4K +$4.02K +800 New
HGWM
181
Harvest Group Wealth Management
Massachusetts
$4K +$4.15K +825 New
WAM
182
Wolverine Asset Management
Illinois
$4K +$4.82K +958 New
WAS
183
Winch Advisory Services
Wisconsin
$3K +$65 +13 +3%
PFGIA
184
Patriot Financial Group Insurance Agency
Massachusetts
$2K
RWA
185
Ropes Wealth Advisors
Massachusetts
$2K +$1.98K +393 New
EW
186
Evoke Wealth
California
$1K
LGWM
187
Litman Gregory Wealth Management
California
$1K
NSB
188
Norway Savings Bank
Maine
$1K
Koshinski Asset Management
189
Koshinski Asset Management
Illinois
$257 -$90.3K -17,953 -27%
AIM
190
Aigen Investment Management
New York
-$613K -119,958 Closed
DIM
191
DC Investments Management
Virginia
-$300K -58,793 Closed
Lido Advisors
192
Lido Advisors
California
-$255K -49,620 Closed
Mercer Global Advisors
193
Mercer Global Advisors
Colorado
-$212K -41,484 Closed
TSS
194
Two Sigma Securities
New York
-$181K -35,449 Closed
EFS
195
Essex Financial Services
Connecticut
-$2.02M -32,842 Closed
CBA
196
Coastal Bridge Advisors
Connecticut
-$147K -28,775 Closed
Envestnet Asset Management
197
Envestnet Asset Management
Illinois
-$103K -20,178 Closed
Millennium Management
198
Millennium Management
New York
-$91K -17,830 Closed
CIC
199
Crawford Investment Counsel
Georgia
-$77K -15,089 Closed
MC
200
Maverick Capital
Texas
-$75K -14,682 Closed

PSEC Hedge Fund Activity: Q3 2020 in Review

189 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2020, worth a combined $197M — down 4.9% from $207M a quarter earlier.

Fund positioning in PSEC was balanced in Q3 2020: 26 funds opened new positions, 26 closed out, 56 added to existing stakes and 58 trimmed.

The largest buyer was Invesco, adding an estimated $2.3M. The largest seller was Arrowstreet Capital, cutting an estimated $7.87M.

  • 189 institutional investors held Prospect Capital (PSEC) as of Q3 2020, down from 191 in Q2 2020.
  • Funds reported $197M of Prospect Capital stock for Q3 2020, down 4.9% quarter-over-quarter.
  • 26 funds opened new Prospect Capital positions in Q3 2020 and 26 closed out, a net change of 0 holders.
  • The largest Prospect Capital buyer in Q3 2020 was Invesco, an estimated $2.3M added.
  • The largest Prospect Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $7.87M sold.

Based on aggregated 13F filings for Q3 2020.