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Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $306M invested in Prospect Capital in 2018 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 80 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
-3
Holders Change %
-1.36%
% of All Funds
5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
53
Reduced
80
Closed
31
Calls
$6.48M
Puts
$24.8M
Net Calls
-$18.3M
Net Calls Change
+$12M

Top Buyers

1
LSV Asset Management
LSV Asset Management
Illinois
$31.6M
2
Citadel Advisors
Citadel Advisors
Florida
$6.66M
3
UBS Group
UBS Group
Switzerland
$12.7M
4
Deutsche Bank
Deutsche Bank
Germany
$8.42M
5
Legal & General Group
Legal & General Group
United Kingdom
$8.85M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$298K
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
Two Sigma Investments
New York
$4.19M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$4.43M
5
AAM
Advisors Asset Management
Colorado
$3.22M
Name Holding Trade Value Shares
Change 		Shares
Change %
BA
176
Ballew Advisors
Mississippi
$23K +$23K +3,533 New
CPIG
177
Chicago Partners Investment Group
Illinois
$20K -$25.8K -3,870 -56%
AF
178
Advisornet Financial
Minnesota
$18K +$437 +68 +2%
TRCT
179
Tower Research Capital (TRC)
New York
$17K -$982K -149,942 -98%
JCM
180
Jacobi Capital Management
Pennsylvania
$16K – – –
PGWM
181
Parisi Gray Wealth Management
New Jersey
$16K – – –
FHA
182
First Horizon Advisors
Tennessee
$13K +$3.25K +500 +33%
SF
183
Synovus Financial
Georgia
$12K +$12K +1,800 New
WAP
184
Wealthcare Advisory Partners
Pennsylvania
$11K – – –
PWAG
185
Polaris Wealth Advisory Group
California
$11K +$11K +1,650 New
SBL
186
Sargent Bickham Lagudis
Colorado
$10K – – –
KTC
187
Kistler-Tiffany Companies
Pennsylvania
$9K -$51.5K -7,633 -85%
1IA
188
1834 Investment Advisors
Wisconsin
$9K – – –
BNP Paribas Financial Markets
189
BNP Paribas Financial Markets
France
$8.48K -$79K -12,060 -90%
NC
190
NewSquare Capital
Pennsylvania
$8K – – –
KC
191
KHP Capital
Oklahoma
$8K +$8K +1,204 New
CIBC Private Wealth Group
192
CIBC Private Wealth Group
Georgia
$7K – – –
MWM
193
MinichMacGregor Wealth Management
New York
$7K – – –
EWM
194
Edge Wealth Management
New York
$7K – – –
SWM
195
SeaCrest Wealth Management
New York
$7K – – –
BCM
196
Brasada Capital Management
Texas
$7K – – –
VIA
197
Vantage Investment Advisors
Pennsylvania
$7K +$186 +29 +3%
GRP
198
Global Retirement Partners
California
$6K -$3.41K -540 -36%
GT
199
Glenmede Trust
Pennsylvania
$6K – – –
FGC
200
Financial Gravity Companies
Texas
$5K -$140K -22,443 -97%
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