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Prospect Capital

213 hedge funds and large institutions have $448M invested in Prospect Capital in 2017 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 80 increasing their positions, 63 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 63

0.59% less ownership

Funds ownership: 15.9%15.31% (-0.59%)

2% less funds holding

Funds holding: 218213 (-5)

11% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 28

13% less capital invested

Capital invested by funds: $517M → $448M (-$69.1M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

90% less call options, than puts

Call options by funds: $5.03M | Put options by funds: $52.3M

Holders
213
Holders Change
-5
Holders Change %
-2.29%
% of All Funds
5.31%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
25
Increased
80
Reduced
63
Closed
28
Calls
$5.03M
Puts
$52.3M
Net Calls
-$47.3M
Net Calls Change
-$2.02M
Name Holding Trade Value Shares
Change
Change in
Stake
RFA
176
Reilly Financial Advisors
California
$55K +$51.5K +6,000 +800%
ST
177
Smithfield Trust
Pennsylvania
$50K
AIM
178
Advantage Investment Management
Iowa
$50K +$19.1K +2,226 +57%
CLOS
179
Compagnie Lombard Odier SCmA
Switzerland
$50K +$53.2K +6,208 New
GRP
180
Global Retirement Partners
California
$45K +$223 +26 +0.5%
PCM
181
Penserra Capital Management
California
$44K +$3.3K +385 +8%
LCM
182
Liberty Capital Management
Michigan
$39K
WB
183
Webster Bank
Connecticut
$39K
MWM
184
MinichMacGregor Wealth Management
New York
$39K +$918 +107 +2%
NSIM
185
North Star Investment Management
Illinois
$37K
EFSCE
186
Enterprise Financial Services Corp (EFSC)
Missouri
$37K +$38.6K +4,500 New
CG
187
Cutler Group
California
$33K +$28.2K +3,293 +383%
Fifth Third Bancorp
188
Fifth Third Bancorp
Ohio
$24K
JCM
189
Jacobi Capital Management
Pennsylvania
$19K
Bessemer Group
190
Bessemer Group
New Jersey
$18K +$172 +20 +0.9%
SEI Investments
191
SEI Investments
Pennsylvania
$17K +$9.51K +1,109 +111%
BNP Paribas Financial Markets
192
BNP Paribas Financial Markets
France
$13K
CPIG
193
Chicago Partners Investment Group
Illinois
$12K -$20.3K -2,370 -61%
SBL
194
Sargent Bickham Lagudis
Colorado
$12K -$2.57K -300 -17%
LYV
195
Live Your Vision
Pennsylvania
$11K +$429 +50 +4%
MI
196
Markston International
New York
$10K
NC
197
NewSquare Capital
Pennsylvania
$10K
BWM
198
Baystate Wealth Management
Massachusetts
$9K +$9.79K +1,142 New
PFGIA
199
Patriot Financial Group Insurance Agency
Massachusetts
$8K -$6.86K -800 -44%
EWM
200
Edge Wealth Management
New York
$8K

PSEC Hedge Fund Activity: Q2 2017 in Review

213 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2017, worth a combined $448M — down 13% from $517M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PSEC and 25 opened new positions — a net loss of 3 holders — while 63 trimmed existing stakes and 80 added.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $8.13M. The largest seller was Muzinich & Co, cutting an estimated $14.5M.

  • 213 institutional investors held Prospect Capital (PSEC) as of Q2 2017, down from 218 in Q1 2017.
  • Funds reported $448M of Prospect Capital stock for Q2 2017, down 13% quarter-over-quarter.
  • 25 funds opened new Prospect Capital positions in Q2 2017 and 28 closed out, a net change of -3 holders.
  • The largest Prospect Capital buyer in Q2 2017 was Arrowstreet Capital, an estimated $8.13M added.
  • The largest Prospect Capital seller in Q2 2017 was Muzinich & Co, an estimated $14.5M sold.

Based on aggregated 13F filings for Q2 2017.