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Prospect Capital

202 hedge funds and large institutions have $317M invested in Prospect Capital in 2021 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 67 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

27% more call options, than puts

Call options by funds: $7.01M | Put options by funds: $5.54M

18% more capital invested

Capital invested by funds: $267M → $317M (+$49.3M)

12% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 60

5% more funds holding

Funds holding: 192202 (+10)

0.7% more ownership

Funds ownership: 9.04%9.74% (+0.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
202
Holders Change
+10
Holders Change %
+5.21%
% of All Funds
3.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
37
Increased
67
Reduced
60
Closed
26
Calls
$7.01M
Puts
$5.54M
Net Calls
+$1.47M
Net Calls Change
+$165K
Name Holding Trade Value Shares
Change
Change in
Stake
KIA
151
KCM Investment Advisors
California
$87K +$86.8K +10,386 New
JMF
152
Johnson Midwest Financial
Iowa
$84K
APWA
153
Atlas Private Wealth Advisors
New Jersey
$67K -$25.1K -3,000 -27%
RFA
154
Reilly Financial Advisors
California
$67K
FDCDDQ
155
Federation des caisses Desjardins du Quebec
Quebec, Canada
$65.4K -$81.1K -9,700 -55%
FHA
156
First Horizon Advisors
Tennessee
$64K +$1K +120 +2%
NFSG
157
Newbridge Financial Services Group
Florida
$64K +$25.1K +3,000 +64%
Northwestern Mutual Wealth Management
158
Northwestern Mutual Wealth Management
Wisconsin
$56K +$53.7K +6,426 +2,550%
TRCT
159
Tower Research Capital (TRC)
New York
$55K -$264K -31,614 -83%
ST
160
Smithfield Trust
Pennsylvania
$52K
AWM
161
AllSquare Wealth Management
New York
$50K
Credit Agricole
162
Credit Agricole
France
$50K +$8.36K +1,000 +20%
AWMS
163
Advocacy Wealth Management Services
Georgia
$43K
WQ
164
Wealth Quarterback
New Jersey
$39K +$37.9K +4,531 New
BCV
165
Banque Cantonale Vaudoise
Switzerland
$34K +$22.6K +2,700 +208%
CHA
166
Carmichael Hill & Associates
Maryland
$33K
JCM
167
Jacobi Capital Management
Pennsylvania
$29K
TWA
168
TCI Wealth Advisors
Arizona
$27K +$1.5K +179 +6%
FCMT
169
Founders Capital Management (Texas)
Texas
$25K
SWM
170
Selective Wealth Management
Virginia
$25K
LC
171
Lindbrook Capital
California
$23K +$8.36K +1,000 +59%
CG
172
Cutler Group
California
$22K -$46.8K -5,600 -67%
PA
173
Parallel Advisors
California
$22K
WB
174
Webster Bank
Connecticut
$22K
PGWM
175
Parisi Gray Wealth Management
New Jersey
$20K +$20.1K +2,400 New

PSEC Hedge Fund Activity: Q2 2021 in Review

202 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2021, worth a combined $317M — up 18% from $267M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 26 closed out — a net gain of 11 holders — while 67 added to existing stakes and 60 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $27M. The largest seller was Susquehanna International Group, cutting an estimated $4.34M.

  • 202 institutional investors held Prospect Capital (PSEC) as of Q2 2021, up from 192 in Q1 2021.
  • Funds reported $317M of Prospect Capital stock for Q2 2021, up 18% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2021 and 26 closed out, a net change of +11 holders.
  • The largest Prospect Capital buyer in Q2 2021 was Arrowstreet Capital, an estimated $27M added.
  • The largest Prospect Capital seller in Q2 2021 was Susquehanna International Group, an estimated $4.34M sold.

Based on aggregated 13F filings for Q2 2021.