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Prospect Capital
PSEC

Overview Fund Activity

188 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
188
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.8%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M

Top Buyers

1
Invesco
1
Invesco
Georgia
$11.1M
2
VanEck Associates
2
VanEck Associates
New York
$10.8M
3
US Bancorp
3
US Bancorp
Minnesota
$2.15M
4
PTC
4
Philadelphia Trust Company
Pennsylvania
$806K
5
Legal & General Group
5
Legal & General Group
United Kingdom
$13M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$6.73M
2
EFS
2
Essex Financial Services
Connecticut
$0
3
BlackRock
3
BlackRock
New York
$8.14M
4
CP
4
Camelot Portfolios
Ohio
$964K
5
UBS Group
5
UBS Group
Switzerland
$5.77M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIC
151
Archer Investment Corporation
Indiana
$17.6K -$5.03K -1,000 -22%
SIS
152
Sound Income Strategies
Florida
$17K -$3.58K -700 -17%
AF
153
Advisornet Financial
Minnesota
$17K +$587 +120 +4%
WB
154
Webster Bank
Connecticut
$15K -$1.5K -300 -9%
SWM
155
Selective Wealth Management
Virginia
$15K – – –
WEC
156
Winslow Evans & Crocker
Massachusetts
$15K – – –
TPWA
157
TRUE Private Wealth Advisors
Oregon
$14K – – –
GSWM
158
Golden State Wealth Management
California
$14K +$14K +2,729 New
HB
159
Horizon Bancorp
Indiana
$13K – – –
FHA
160
First Horizon Advisors
Tennessee
$11K – – –
NFG
161
Next Financial Group
Texas
$11K +$11K +2,189 New
AA
162
Advisory Alpha
Michigan
$10K +$10K +1,892 New
LC
163
Lindbrook Capital
California
$9K – – –
PA
164
Parallel Advisors
California
$9K – – –
CWA
165
Core Wealth Advisors
Florida
$9K +$327 +64 +4%
HNB
166
Huntington National Bank
Ohio
$8K – – –
Northwestern Mutual Wealth Management
167
Northwestern Mutual Wealth Management
Wisconsin
$8K +$6.77K +1,381 +548%
SFA
168
Semmax Financial Advisors
North Carolina
$7K – – –
KTC
169
Kistler-Tiffany Companies
Pennsylvania
$7K – – –
BCV
170
Banque Cantonale Vaudoise
Switzerland
$7K +$7K +1,300 New
BNP Paribas Financial Markets
171
BNP Paribas Financial Markets
France
$5.32K – – –
PP
172
PrairieView Partners
Minnesota
$5K – – –
GCM
173
Gables Capital Management
Florida
$5K – – –
Fifth Third Bancorp
174
Fifth Third Bancorp
Ohio
$5K – – –
CG
175
Cutler Group
California
$5K +$5K +1,000 New
5 6
7
8 9