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Prospect Capital

189 hedge funds and large institutions have $197M invested in Prospect Capital in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 58 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 26

0.44% less ownership

Funds ownership: 10.83%10.39% (-0.44%)

3% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 58

5% less capital invested

Capital invested by funds: $207M → $197M (-$10.1M)

1% less funds holding

Funds holding: 191189 (-2)

44% less call options, than puts

Call options by funds: $2.84M | Put options by funds: $5.04M

Holders
189
Holders Change
-2
Holders Change %
-1.05%
% of All Funds
3.81%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
56
Reduced
58
Closed
26
Calls
$2.84M
Puts
$5.04M
Net Calls
-$2.2M
Net Calls Change
+$1.56M
Name Holding Trade Value Shares
Change
Change in
Stake
JCM
151
Jacobi Capital Management
Pennsylvania
$18K
AIC
152
Archer Investment Corporation
Indiana
$17.6K -$5.03K -1,000 -22%
SIS
153
Sound Income Strategies
Florida
$17K -$3.52K -700 -17%
AF
154
Advisornet Financial
Minnesota
$17K +$603 +120 +4%
WB
155
Webster Bank
Connecticut
$15K -$1.51K -300 -9%
SWM
156
Selective Wealth Management
Virginia
$15K
WEC
157
Winslow Evans & Crocker
Massachusetts
$15K
TPWA
158
TRUE Private Wealth Advisors
Oregon
$14K
GSWM
159
Golden State Wealth Management
California
$14K +$13.7K +2,729 New
HB
160
Horizon Bancorp
Indiana
$13K
FHA
161
First Horizon Advisors
Tennessee
$11K
NFG
162
Next Financial Group
Texas
$11K +$11K +2,189 New
AA
163
Advisory Alpha
Michigan
$10K +$9.51K +1,892 New
LC
164
Lindbrook Capital
California
$9K
PA
165
Parallel Advisors
California
$9K
CWAF
166
Core Wealth Advisors (Florida)
Florida
$9K +$322 +64 +4%
HNB
167
Huntington National Bank
Ohio
$8K
Northwestern Mutual Wealth Management
168
Northwestern Mutual Wealth Management
Wisconsin
$8K +$6.94K +1,381 +548%
KTC
169
Kistler-Tiffany Companies
Pennsylvania
$7K
SFA
170
Semmax Financial Advisors
North Carolina
$7K
BCV
171
Banque Cantonale Vaudoise
Switzerland
$7K +$6.54K +1,300 New
BNP Paribas Financial Markets
172
BNP Paribas Financial Markets
France
$5.32K
Fifth Third Bancorp
173
Fifth Third Bancorp
Ohio
$5K
GCM
174
Gables Capital Management
Florida
$5K
PP
175
PrairieView Partners
Minnesota
$5K

PSEC Hedge Fund Activity: Q3 2020 in Review

189 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2020, worth a combined $197M — down 4.9% from $207M a quarter earlier.

Fund positioning in PSEC was balanced in Q3 2020: 26 funds opened new positions, 26 closed out, 56 added to existing stakes and 58 trimmed.

The largest buyer was Invesco, adding an estimated $2.3M. The largest seller was Arrowstreet Capital, cutting an estimated $7.87M.

  • 189 institutional investors held Prospect Capital (PSEC) as of Q3 2020, down from 191 in Q2 2020.
  • Funds reported $197M of Prospect Capital stock for Q3 2020, down 4.9% quarter-over-quarter.
  • 26 funds opened new Prospect Capital positions in Q3 2020 and 26 closed out, a net change of 0 holders.
  • The largest Prospect Capital buyer in Q3 2020 was Invesco, an estimated $2.3M added.
  • The largest Prospect Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $7.87M sold.

Based on aggregated 13F filings for Q3 2020.