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Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $306M invested in Prospect Capital in 2018 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 80 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
-3
Holders Change %
-1.36%
% of All Funds
5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
53
Reduced
80
Closed
31
Calls
$6.48M
Puts
$24.8M
Net Calls
-$18.3M
Net Calls Change
+$12M

Top Buyers

1
LSV Asset Management
LSV Asset Management
Illinois
$31.6M
2
Citadel Advisors
Citadel Advisors
Florida
$6.66M
3
UBS Group
UBS Group
Switzerland
$12.7M
4
Deutsche Bank
Deutsche Bank
Germany
$8.42M
5
Legal & General Group
Legal & General Group
United Kingdom
$8.85M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$298K
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
Two Sigma Investments
New York
$4.19M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$4.43M
5
AAM
Advisors Asset Management
Colorado
$3.22M
Name Holding Trade Value Shares
Change 		Shares
Change %
William Blair & Company
151
William Blair & Company
Illinois
$85K – – –
FNBOMD
152
First National Bank of Mount Dora
Florida
$84K – – –
BCM
153
BlueCrest Capital Management
Jersey
$84K +$84K +12,782 New
CA
154
Callahan Advisors
Texas
$81K – – –
QC
155
Quadrature Capital
United Kingdom
$80K +$80K +12,189 New
HFS
156
HL Financial Services
Kentucky
$77K -$58.3K -8,940 -43%
CG
157
CFO4Life Group
Texas
$76K – – –
TA
158
Tiedemann Advisors
New York
$73K – – –
MC
159
Moors & Cabot
Massachusetts
$67K +$164 +25 +0.2%
NL
160
NVWM LLC
Pennsylvania
$66K +$66K +10,000 New
Simplex Trading
161
Simplex Trading
Illinois
$63K +$63K +9,714 New
SIS
162
Sound Income Strategies
Florida
$57K -$15.3K -2,350 -21%
CFD
163
Creative Financial Designs
Indiana
$52K +$52K +7,910 New
ASN
164
Advisory Services Network
Georgia
$50K -$12.1K -1,835 -20%
FANJ
165
Financial Architects (New Jersey)
New Jersey
$46K -$7.12K -1,083 -13%
WEC
166
Winslow Evans & Crocker
Massachusetts
$44.3K -$15.3K -2,340 -26%
RFA
167
Reilly Financial Advisors
California
$44K +$18.9K +2,900 +75%
NIT
168
NumerixS Investment Technologies
British Columbia, Canada
$42K -$47.9K -7,300 -53%
ST
169
Smithfield Trust
Pennsylvania
$40K – – –
AWM
170
AllSquare Wealth Management
New York
$39K -$6.5K -1,000 -14%
Barclays
171
Barclays
United Kingdom
$37K -$1.16K -174 -3%
AWMS
172
Advocacy Wealth Management Services
Georgia
$33K – – –
WB
173
Webster Bank
Connecticut
$31K – – –
APA
174
American Portfolios Advisors
New York
$28.8K – – –
RCAG
175
Rehmann Capital Advisory Group
Michigan
$26K +$26K +3,974 New
5 6
7
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