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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.45%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M

Top Buyers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$32.5M
2
RIA
RPG Investment Advisory
California
$4.31M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$3.52M
4
BCM
Beck Capital Management
Texas
$3.91M
5
BG
BlackRock Group
United Kingdom
$13.9M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$8.57M
2
Two Sigma Investments
Two Sigma Investments
New York
$111K
3
Wellington Management Group
Wellington Management Group
Massachusetts
$0
4
AAM
Advisors Asset Management
Colorado
$9.19M
5
TNBTD
Trustmark National Bank Trust Department
Mississippi
$4.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
BC
151
Burney Company
Virginia
$117K – – –
PAS
152
Partnervest Advisory Services
California
$115K +$2.99K +383 +3%
SWP
153
Stratos Wealth Partners
Ohio
$113K +$22.8K +2,919 +25%
Two Sigma Investments
154
Two Sigma Investments
New York
$111K -$7.93M -1,018,804 -99%
AWMS
155
Advocacy Wealth Management Services
Georgia
$106K -$103K -13,075 -49%
PCMC
156
Paragon Capital Management (Colorado)
Colorado
$105K +$21.6K +2,759 +26%
William Blair & Company
157
William Blair & Company
Illinois
$105K +$23.4K +3,000 +29%
AIM
158
Acrospire Investment Management
Illinois
$102K +$102K +13,000 New
VC
159
Vicus Capital
Pennsylvania
$99K -$4.71K -600 -5%
CA
160
Callahan Advisors
Texas
$97K – – –
SLG
161
Stanley-Laman Group
Pennsylvania
$94K – – –
CIBC Asset Management
162
CIBC Asset Management
Ontario, Canada
$92K – – –
DG
163
Davidson & Garrard
Virginia
$91K – – –
BTS
164
BB&T Securities
Virginia
$90K -$10.6K -1,359 -10%
Baird Financial Group
165
Baird Financial Group
Wisconsin
$83K -$7.87K -1,000 -9%
NFG
166
Nadler Financial Group
Illinois
$82K – – –
AIP
167
Ameritas Investment Partners
Nebraska
$73K – – –
AWM
168
AllSquare Wealth Management
New York
$55K – – –
KTC
169
Kistler-Tiffany Companies
Pennsylvania
$54K – – –
NFG
170
Next Financial Group
Texas
$51K +$10.7K +1,373 +27%
ST
171
Smithfield Trust
Pennsylvania
$48K – – –
Simplex Trading
172
Simplex Trading
Illinois
$43K -$324K -42,092 -88%
BIM
173
BlackRock Investment Management
Delaware
$39K +$39K +5,000 New
PG
174
PEAK6 Group
Illinois
$38K -$16.2K -2,058 -30%
MWM
175
MinichMacGregor Wealth Management
New York
$37K +$906 +118 +3%
5 6
7
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