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Prospect Capital

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

23% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 62

3% more capital invested

Capital invested by funds: $302M → $311M (+$9.54M)

6% less funds holding

Funds holding: 217204 (-13)

39% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 28

85% less call options, than puts

Call options by funds: $8.09M | Put options by funds: $54.8M

Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.44%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M
Name Holding Trade Value Shares
Change
Change in
Stake
BC
151
Burney Company
Virginia
$117K
PAS
152
Partnervest Advisory Services
California
$115K +$2.88K +383 +3%
SWP
153
Stratos Wealth Partners
Ohio
$113K +$22K +2,919 +25%
Two Sigma Investments
154
Two Sigma Investments
New York
$111K -$7.67M -1,018,804 -99%
AWMS
155
Advocacy Wealth Management Services
Georgia
$106K -$98.5K -13,075 -49%
PCMC
156
Paragon Capital Management (Colorado)
Colorado
$105K +$20.8K +2,759 +26%
William Blair & Company
157
William Blair & Company
Illinois
$105K +$22.6K +3,000 +29%
AIM
158
Acrospire Investment Management
Illinois
$102K +$97.9K +13,000 New
VC
159
Vicus Capital
Pennsylvania
$99K -$4.52K -600 -5%
CA
160
Callahan Advisors
Texas
$97K
SLG
161
Stanley-Laman Group
Pennsylvania
$94K
CIBC Asset Management
162
CIBC Asset Management
Ontario, Canada
$92K
DG
163
Davidson & Garrard
Virginia
$91K
BTS
164
BB&T Securities
Virginia
$90K -$10.2K -1,359 -10%
Baird Financial Group
165
Baird Financial Group
Wisconsin
$83K -$7.53K -1,000 -9%
NFG
166
Nadler Financial Group
Illinois
$82K
AIP
167
Ameritas Investment Partners
Nebraska
$73K
AWM
168
AllSquare Wealth Management
New York
$55K
KTC
169
Kistler-Tiffany Companies
Pennsylvania
$54K
NFG
170
Next Financial Group
Texas
$51K +$10.3K +1,373 +27%
ST
171
Smithfield Trust
Pennsylvania
$48K
Simplex Trading
172
Simplex Trading
Illinois
$43K -$317K -42,092 -88%
BIM
173
BlackRock Investment Management
Delaware
$39K +$37.7K +5,000 New
PG
174
PEAK6 Group
Illinois
$38K -$15.5K -2,058 -30%
MWM
175
MinichMacGregor Wealth Management
New York
$37K +$889 +118 +3%

PSEC Hedge Fund Activity: Q2 2016 in Review

204 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2016, worth a combined $311M — up 3.2% from $302M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PSEC and 17 opened new positions — a net loss of 11 holders — while 62 trimmed existing stakes and 76 added.

The largest buyer was Bank of Montreal, adding an estimated $5.41M. The largest seller was UBS Group, cutting an estimated $11.4M.

  • 204 institutional investors held Prospect Capital (PSEC) as of Q2 2016, down from 217 in Q1 2016.
  • Funds reported $311M of Prospect Capital stock for Q2 2016, up 3.2% quarter-over-quarter.
  • 17 funds opened new Prospect Capital positions in Q2 2016 and 28 closed out, a net change of -11 holders.
  • The largest Prospect Capital buyer in Q2 2016 was Bank of Montreal, an estimated $5.41M added.
  • The largest Prospect Capital seller in Q2 2016 was UBS Group, an estimated $11.4M sold.

Based on aggregated 13F filings for Q2 2016.