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Prospect Capital
PSEC

Overview Fund Activity

244 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
244
Holders Change
+17
Holders Change %
+7.49%
% of All Funds
3.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
44
Increased
92
Reduced
54
Closed
21
Calls
$10.5M
Puts
$12.5M
Net Calls
-$1.92M
Net Calls Change
+$1.91M

Top Buyers

1
XF
XML Financial
Maryland
$6.53M
2
IAIM
International Assets Investment Management
Florida
$2.91M
3
VanEck Associates
VanEck Associates
New York
$23.7M
4
SAMU
SONA Asset Management (US)
New York
$1.12M
5
Mariner
Mariner
Kansas
$995K

Top Sellers

1
Two Sigma Advisers
Two Sigma Advisers
New York
$2.76M
2
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$203K
3
CCA
Catalyst Capital Advisors
New York
$0
4
AAM
Advisors Asset Management
Colorado
$4.48M
5
US Bancorp
US Bancorp
Minnesota
$2.05M
Name Holding Trade Value Shares
Change 		Shares
Change %
ZIMP
126
Zimmermann Investment Management & Planning
Pennsylvania
$120K +$1.84K +263 +2%
IAN
127
Integrated Advisors Network
Texas
$119K +$7.58K +1,084 +7%
ECM
128
EMC Capital Management
Texas
$117K +$15.8K +2,251 +16%
TCM
129
Traynor Capital Management
Pennsylvania
$113K -$9.13K -1,306 -7%
Janney Montgomery Scott
130
Janney Montgomery Scott
Pennsylvania
$111K -$439K -62,682 -80%
Envestnet Asset Management
131
Envestnet Asset Management
Illinois
$109K +$109K +15,593 New
WS
132
Wedbush Securities
California
$107K -$45.3K -6,500 -30%
FNBOMD
133
First National Bank of Mount Dora
Florida
$107K – – –
CCIA
134
Cherry Creek Investment Advisors
Colorado
$106K – – –
GP
135
Girard Partners
Pennsylvania
$105K +$105K +15,063 New
CAPTRUST Financial Advisors
136
CAPTRUST Financial Advisors
North Carolina
$103K +$8.39K +1,200 +9%
PA
137
PFG Advisors
Arizona
$102K +$84 +12 +0.1%
SPIA
138
Steward Partners Investment Advisory
New York
$101K – – –
MML Investors Services
139
MML Investors Services
Massachusetts
$101K -$1.75K -251 -2%
NC
140
NinePointTwo Capital
California
$100K – – –
RhumbLine Advisers
141
RhumbLine Advisers
Massachusetts
$97K +$126 +18 +0.1%
CAWM
142
Capital Advisors Wealth Management
Washington
$94.4K – – –
OC
143
Oppenheimer & Co
New York
$92.4K – – –
MCM
144
MAI Capital Management
Ohio
$91.6K +$91.6K +13,105 New
GKWIM
145
Gerber Kawasaki Wealth & Investment Management
California
$91.5K +$70 +10 +0.1%
CIBC Asset Management
146
CIBC Asset Management
Ontario, Canada
$91.1K -$40.5K -5,790 -31%
NWMG
147
National Wealth Management Group
Ohio
$90.6K +$720 +103 +0.8%
DA
148
Detalus Advisors
Missouri
$90.6K +$20.5K +2,935 +29%
YIH
149
Y-Intercept (HK)
Hong Kong
$90.2K -$31K -4,441 -26%
FDCDDQ
150
Federation des caisses Desjardins du Quebec
Quebec, Canada
$87.4K – – –
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6
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