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Prospect Capital
PSEC

Overview Fund Activity

248 hedge funds and large institutions have $229M invested in Prospect Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 87 increasing their positions, 60 reducing their positions, and 30 closing their positions.

Holders
248
Holders Change
+4
Holders Change %
+1.64%
% of All Funds
3.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
38
Increased
87
Reduced
60
Closed
30
Calls
$9.88M
Puts
$11M
Net Calls
-$1.15M
Net Calls Change
+$772K

Top Buyers

1
XF
1
XML Financial
Maryland
$9.06M
2
VanEck Associates
2
VanEck Associates
New York
$26M
3
LPL Financial
3
LPL Financial
California
$6.65M
4
Legal & General Group
4
Legal & General Group
United Kingdom
$19M
5
Millennium Management
5
Millennium Management
New York
$558K

Top Sellers

1
BlackRock
1
BlackRock
New York
$12M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$81.4K
3
IAIM
3
International Assets Investment Management
Florida
$1.68M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$0
5
Skandinaviska Enskilda Banken (SEB)
5
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
Name Market Value Shares Shares
Change 		Shares
Change %
DCM
101
Dudley Capital Management
Virginia
$201K 28,900 -4,400 -13%
CB
102
Cadence Bank
Mississippi
$197K 28,296 +718 +3%
JPMorgan Chase & Co
103
JPMorgan Chase & Co
New York
$189K 27,211 -26,187 -49%
AFP
104
Ausdal Financial Partners
Iowa
$188K 27,006 +7,274 +37%
SWA
105
Strategies Wealth Advisors
Michigan
$182K 26,213 +561 +2%
JMF
106
Johnson Midwest Financial
Iowa
$178K 25,529 +34 +0.1%
HT
107
Heritage Trust
Oklahoma
$171K 24,585 – –
DFCM
108
Dark Forest Capital Management
Puerto Rico
$163K 23,382 +23,382 New
AWS
109
Atria Wealth Solutions
New York
$156K 22,177 -5,000 -18%
SA
110
Sunesis Advisors
Kansas
$155K 22,246 +22,246 New
MSAM
111
Moloney Securities Asset Management
Missouri
$151K 21,743 +21,743 New
JWCA
112
J.W. Cole Advisors
Florida
$151K 21,695 +468 +2%
Goldman Sachs
113
Goldman Sachs
New York
$151K 21,655 -2,131 -9%
IWM
114
IHT Wealth Management
Illinois
$149K 21,406 +21,406 New
EMFAT
115
Emerald Mutual Fund Advisers Trust
Pennsylvania
$149K 21,340 +21,340 New
SFC
116
Strategic Financial Concepts
Texas
$147K 21,133 +21,133 New
Envestnet Asset Management
117
Envestnet Asset Management
Illinois
$147K 21,124 +5,531 +35%
DC
118
Davenport & Co
Virginia
$146K 21,006 -15,000 -42%
RIA
119
Regal Investment Advisors
Michigan
$146K 20,962 +81 +0.4%
SI
120
Stephens Inc
Arkansas
$146K 20,917 – –
TRCT
121
Tower Research Capital (TRC)
New York
$144K 20,628 +16,994 +468%
TF
122
Threadgill Financial
Texas
$136K 19,500 – –
IA
123
IFG Advisory
Georgia
$133K 19,046 +1 +0%
LFAS
124
Level Four Advisory Services
Texas
$131K 18,877 +18,877 New
IA
125
Inspire Advisors
Idaho
$129K 18,587 +903 +5%
3 4
5
6 7