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Prospect Capital
PSEC

246 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 55 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 21

67% more repeat investments, than reductions

Existing positions increased: 92 | Existing positions reduced: 55

37% more capital invested

Capital invested by funds: $174M → $239M (+$64.6M)

7% more funds holding

Funds holding: 229 → 246 (+17)

0.67% more ownership

Funds ownership: 7.13% → 7.8% (+0.67%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

15% less call options, than puts

Call options by funds: $10.5M | Put options by funds: $12.5M

Holders
246
Holders Change
+17
Holders Change %
+7.42%
% of All Funds
3.95%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
44
Increased
92
Reduced
55
Closed
21
Calls
$10.5M
Puts
$12.5M
Net Calls
-$1.92M
Net Calls Change
+$1.91M

Top Buyers

1
XF
XML Financial
Maryland
+$4.19M
2
IAIM
International Assets Investment Management
Florida
+$2.48M
3
VanEck Associates
VanEck Associates
New York
+$1.38M
4
SAMU
SONA Asset Management (US)
New York
+$1.15M
5
Mariner
Mariner
Kansas
+$1.02M

Top Sellers

1
Two Sigma Advisers
Two Sigma Advisers
New York
-$4.15M
2
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
-$731K
3
CCA
Catalyst Capital Advisors
New York
-$681K
4
AAM
Advisors Asset Management
Colorado
-$629K
5
US Bancorp
US Bancorp
Minnesota
-$503K
Name Holding Trade Value Shares
Change 		Change in
Stake
Victory Capital Management
101
Victory Capital Management
Texas
$224K -$108 -15 -0%
MWPCG
102
Measured Wealth Private Client Group
New Hampshire
$218K +$27.8K +3,862 +14%
Qube Research & Technologies (QRT)
103
Qube Research & Technologies (QRT)
United Kingdom
$203K -$731K -101,610 -78%
ACM
104
Acrisure Capital Management
Texas
$202K +$208K +28,956 New
HI
105
Harbour Investments
Wisconsin
$200K -$6.92K -962 -3%
CB
106
Cadence Bank
Mississippi
$193K +$5.13K +714 +3%
AWS
107
Atria Wealth Solutions
New York
$190K -$8.23K -1,145 -4%
Mercer Global Advisors
108
Mercer Global Advisors
Colorado
$181K +$40.8K +5,674 +28%
SWA
109
Strategies Wealth Advisors
Michigan
$179K +$184K +25,652 New
JMF
110
Johnson Midwest Financial
Iowa
$178K +$244 +34 +0.1%
HT
111
Heritage Trust
Oklahoma
$172K -$243K -33,790 -58%
IFG
112
Independent Financial Group
California
$167K – – –
Goldman Sachs
113
Goldman Sachs
New York
$166K +$16.5K +2,292 +11%
JWCA
114
J.W. Cole Advisors
Florida
$148K +$3.33K +463 +2%
SI
115
Stephens Inc
Arkansas
$146K +$7.19K +1,000 +5%
RIA
116
Regal Investment Advisors
Michigan
$146K +$3.43K +477 +2%
UCFA
117
United Capital Financial Advisors
Texas
$143K – – –
Koshinski Asset Management
118
Koshinski Asset Management
Illinois
$141K -$55.5K -7,722 -28%
WFA
119
WMG Financial Advisors
Tennessee
$139K -$8.63K -1,200 -6%
AFP
120
Ausdal Financial Partners
Iowa
$138K +$18.9K +2,632 +15%
TF
121
Threadgill Financial
Texas
$136K – – –
IA
122
IFG Advisory
Georgia
$133K +$50.3K +7,000 +58%
PNC Financial Services Group
123
PNC Financial Services Group
Pennsylvania
$131K +$2.56K +356 +2%
KWM
124
Kingsview Wealth Management
Oregon
$124K -$43.5K -6,056 -25%
IA
125
Inspire Advisors
Idaho
$124K +$12.6K +1,753 +11%
3 4
5
6 7

PSEC Hedge Fund Activity: Q4 2022 in Review

246 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2022, worth a combined $239M — up 37% from $174M a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new PSEC positions and 21 closed out — a net gain of 23 holders — while 92 added to existing stakes and 55 trimmed.

The largest buyer was XML Financial, adding an estimated $4.19M. The largest seller was Two Sigma Advisers, cutting an estimated $4.15M.

  • 246 institutional investors held Prospect Capital (PSEC) as of Q4 2022, up from 229 in Q3 2022.
  • Funds reported $239M of Prospect Capital stock for Q4 2022, up 37% quarter-over-quarter.
  • 44 funds opened new Prospect Capital positions in Q4 2022 and 21 closed out, a net change of +23 holders.
  • The largest Prospect Capital buyer in Q4 2022 was XML Financial, an estimated $4.19M added.
  • The largest Prospect Capital seller in Q4 2022 was Two Sigma Advisers, an estimated $4.15M sold.

Based on aggregated 13F filings for Q4 2022.