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Prospect Capital

228 hedge funds and large institutions have $254M invested in Prospect Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 75 increasing their positions, 55 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 14

163% more call options, than puts

Call options by funds: $7.56M | Put options by funds: $2.88M

36% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 55

18% more funds holding

Funds holding: 194228 (+34)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.86% less ownership

Funds ownership: 8.63%7.77% (-0.86%)

1% less capital invested

Capital invested by funds: $258M → $254M (-$3.15M)

Holders
228
Holders Change
+34
Holders Change %
+17.53%
% of All Funds
3.51%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
49
Increased
75
Reduced
55
Closed
14
Calls
$7.56M
Puts
$2.88M
Net Calls
+$4.68M
Net Calls Change
+$1.91M
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
101
Cetera Advisor Networks
California
$245K +$4.63K +550 +2%
Koshinski Asset Management
102
Koshinski Asset Management
Illinois
$235K +$3.7K +440 +2%
WS
103
Wedbush Securities
California
$234K +$8 +1 +0%
Stifel Financial
104
Stifel Financial
Missouri
$234K +$41.4K +4,921 +22%
CP
105
Camelot Portfolios
Ohio
$228K +$51.1K +6,066 +29%
CBN
106
Cadence Bank NA
Texas
$210K
Squarepoint
107
Squarepoint
New York
$205K +$73.6K +8,741 +56%
SWA
108
Strategies Wealth Advisors
Michigan
$196K +$196K +23,253 New
GWM
109
Geneos Wealth Management
Colorado
$193K -$4.48K -532 -2%
Qube Research & Technologies (QRT)
110
Qube Research & Technologies (QRT)
United Kingdom
$189K +$82.2K +9,772 +77%
Goldman Sachs
111
Goldman Sachs
New York
$184K -$292K -34,713 -61%
JF
112
Jump Financial
Illinois
$184K +$185K +21,928 New
ECM
113
ExodusPoint Capital Management
New York
$180K +$180K +21,364 New
WFA
114
WMG Financial Advisors
Tennessee
$178K +$178K +21,100 New
MML Investors Services
115
MML Investors Services
Massachusetts
$175K +$33.6K +3,993 +24%
CCFM
116
Clear Creek Financial Management
Washington
$172K +$17.2K +2,047 +11%
CIBC Asset Management
117
CIBC Asset Management
Ontario, Canada
$170K +$3.44K +409 +2%
JWCA
118
J.W. Cole Advisors
Florida
$167K +$168K +19,908 New
NC
119
NinePointTwo Capital
California
$163K
TF
120
Threadgill Financial
Texas
$163K
KLCM
121
KG&L Capital Management
Louisiana
$157K +$934 +111 +0.6%
SFI
122
Susquehanna Fundamental Investments
Pennsylvania
$154K -$174K -20,623 -53%
ZIMP
123
Zimmermann Investment Management & Planning
Pennsylvania
$136K +$136K +16,185 New
GAM
124
Gotham Asset Management
New York
$135K +$24.9K +2,960 +23%
TCM
125
Traynor Capital Management
Pennsylvania
$134K -$15.7K -1,863 -10%

PSEC Hedge Fund Activity: Q4 2021 in Review

228 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2021, worth a combined $254M — down 1.2% from $258M a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new PSEC positions and 14 closed out — a net gain of 35 holders — while 75 added to existing stakes and 55 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $3.06M. The largest seller was Invesco, cutting an estimated $18.5M.

  • 228 institutional investors held Prospect Capital (PSEC) as of Q4 2021, up from 194 in Q3 2021.
  • Funds reported $254M of Prospect Capital stock for Q4 2021, down 1.2% quarter-over-quarter.
  • 49 funds opened new Prospect Capital positions in Q4 2021 and 14 closed out, a net change of +35 holders.
  • The largest Prospect Capital buyer in Q4 2021 was Citadel Advisors, an estimated $3.06M added.
  • The largest Prospect Capital seller in Q4 2021 was Invesco, an estimated $18.5M sold.

Based on aggregated 13F filings for Q4 2021.