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Prospect Capital

202 hedge funds and large institutions have $317M invested in Prospect Capital in 2021 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 67 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

27% more call options, than puts

Call options by funds: $7.01M | Put options by funds: $5.54M

18% more capital invested

Capital invested by funds: $267M → $317M (+$49.3M)

12% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 60

5% more funds holding

Funds holding: 192202 (+10)

0.7% more ownership

Funds ownership: 9.04%9.74% (+0.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
202
Holders Change
+10
Holders Change %
+5.21%
% of All Funds
3.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
37
Increased
67
Reduced
60
Closed
26
Calls
$7.01M
Puts
$5.54M
Net Calls
+$1.47M
Net Calls Change
+$165K
Name Holding Trade Value Shares
Change
Change in
Stake
CP
101
Camelot Portfolios
Ohio
$244K -$328K -39,270 -57%
CAN
102
Cetera Advisor Networks
California
$240K +$35K +4,185 +17%
SFI
103
Susquehanna Fundamental Investments
Pennsylvania
$222K -$222K -26,616 -50%
Squarepoint
104
Squarepoint
New York
$214K -$61K -7,297 -22%
IFG
105
Independent Financial Group
California
$204K +$5.17K +619 +3%
Citigroup
106
Citigroup
New York
$191K -$7.57K -906 -4%
TCM
107
Traynor Capital Management
Pennsylvania
$186K +$184K +22,032 New
GWM
108
Geneos Wealth Management
Colorado
$182K -$5.01K -600 -3%
WA
109
Wambolt & Associates
Colorado
$180K +$179K +21,400 New
Creative Planning
110
Creative Planning
Kansas
$176K -$360K -43,107 -67%
Janney Montgomery Scott
111
Janney Montgomery Scott
Pennsylvania
$175K -$38.5K -4,611 -18%
YIH
112
Y-Intercept (HK)
Hong Kong
$175K +$175K +20,911 New
AFAS
113
Acorn Financial Advisory Services
Virginia
$168K
BPA
114
Beacon Pointe Advisors
California
$167K +$3.45K +413 +2%
DA
115
Detalus Advisors
Missouri
$166K
JWCA
116
J.W. Cole Advisors
Florida
$162K -$4.45K -532 -3%
WP
117
WealthPLAN Partners
Nebraska
$162K -$2.51K -300 -1%
Wolverine Trading
118
Wolverine Trading
Illinois
$160K +$158K +18,930 New
KLCM
119
KG&L Capital Management
Louisiana
$155K +$1.3K +155 +0.8%
CIBC Asset Management
120
CIBC Asset Management
Ontario, Canada
$141K
MML Investors Services
121
MML Investors Services
Massachusetts
$141K +$92 +11 +0.1%
Bank of New York Mellon
122
Bank of New York Mellon
New York
$135K +$135K +16,097 New
Stifel Financial
123
Stifel Financial
Missouri
$134K -$630K -75,343 -83%
BCA
124
Biltmore Capital Advisors
New Jersey
$134K -$16.7K -2,000 -11%
WA
125
Wealthstar Advisors
Texas
$133K +$132K +15,839 New

PSEC Hedge Fund Activity: Q2 2021 in Review

202 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2021, worth a combined $317M — up 18% from $267M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 26 closed out — a net gain of 11 holders — while 67 added to existing stakes and 60 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $27M. The largest seller was Susquehanna International Group, cutting an estimated $4.34M.

  • 202 institutional investors held Prospect Capital (PSEC) as of Q2 2021, up from 192 in Q1 2021.
  • Funds reported $317M of Prospect Capital stock for Q2 2021, up 18% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2021 and 26 closed out, a net change of +11 holders.
  • The largest Prospect Capital buyer in Q2 2021 was Arrowstreet Capital, an estimated $27M added.
  • The largest Prospect Capital seller in Q2 2021 was Susquehanna International Group, an estimated $4.34M sold.

Based on aggregated 13F filings for Q2 2021.