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Prospect Capital
PSEC

Overview Fund Activity

244 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 54 reducing their positions, and 21 closing their positions.

Holders
244
Holders Change
+17
Holders Change %
+7.49%
% of All Funds
3.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
44
Increased
92
Reduced
54
Closed
21
Calls
$10.5M
Puts
$12.5M
Net Calls
-$1.92M
Net Calls Change
+$1.91M

Top Buyers

1
XF
1
XML Financial
Maryland
$6.53M
2
IAIM
2
International Assets Investment Management
Florida
$2.91M
3
VanEck Associates
3
VanEck Associates
New York
$23.7M
4
SAMU
4
SONA Asset Management (US)
New York
$1.12M
5
Mariner
5
Mariner
Kansas
$995K

Top Sellers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$2.76M
2
Qube Research & Technologies (QRT)
2
Qube Research & Technologies (QRT)
United Kingdom
$203K
3
CCA
3
Catalyst Capital Advisors
New York
$0
4
AAM
4
Advisors Asset Management
Colorado
$4.48M
5
US Bancorp
5
US Bancorp
Minnesota
$2.05M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of Montreal
76
Bank of Montreal
Ontario, Canada
$358K -$50.1K -7,000 -12%
BCP
77
Berkeley Capital Partners
Georgia
$351K – – –
LPAM
78
Lodestar Private Asset Management
California
$350K +$350K +50,000 New
N
79
Natixis
France
$344K +$33.1K +4,733 +11%
GC
80
Guggenheim Capital
Illinois
$337K +$43.2K +6,177 +15%
VEA
81
Virtus ETF Advisers
New York
$331K -$74K -10,592 -18%
KCM
82
Kathmere Capital Management
Pennsylvania
$330K – – –
Jane Street
83
Jane Street
New York
$328K +$209K +29,922 +177%
AAS
84
Avantax Advisory Services
Texas
$325K +$517 +74 +0.2%
CCFM
85
Clear Creek Financial Management
Washington
$312K +$62.2K +8,897 +25%
VCWA
86
Vanguard Capital Wealth Advisors
Colorado
$312K +$8.03K +1,149 +3%
Creative Planning
87
Creative Planning
Kansas
$306K +$61.1K +8,747 +25%
NLP
88
Next Level Private
New York
$302K +$302K +42,562 New
CA
89
Claro Advisors
Massachusetts
$296K +$296K +42,390 New
CFD
90
Creative Financial Designs
Indiana
$293K +$19.3K +2,766 +7%
Cetera Investment Advisers
91
Cetera Investment Advisers
Illinois
$278K +$17.6K +2,522 +7%
PA
92
Parallel Advisors
California
$278K +$253K +36,123 +1,007%
Citigroup
93
Citigroup
New York
$269K +$269K +38,454 +384,540%
SS
94
Sunbelt Securities
Texas
$266K +$135K +19,244 +102%
BAM
95
Belpointe Asset Management
Nevada
$261K +$109K +15,548 +71%
Bank of New York Mellon
96
Bank of New York Mellon
New York
$255K -$16.1K -2,307 -6%
DC
97
Davenport & Co
Virginia
$252K -$84K -12,000 -25%
SWM
98
Spire Wealth Management
Virginia
$245K +$205K +29,434 +519%
CA
99
Cetera Advisors
Colorado
$236K -$87.3K -12,489 -27%
DCM
100
Dudley Capital Management
Virginia
$233K +$233K +33,300 New
2 3
4
5 6