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Prospect Capital
PSEC

228 hedge funds and large institutions have $205M invested in Prospect Capital in 2022 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 88 increasing their positions, 47 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

206% more call options, than puts

Call options by funds: $8.18M | Put options by funds: $2.67M

87% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 47

61% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 23

6% more funds holding

Funds holding: 216 → 228 (+12)

0.18% more ownership

Funds ownership: 7.36% → 7.54% (+0.18%)

11% less capital invested

Capital invested by funds: $231M → $205M (-$26.1M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
228
Holders Change
+12
Holders Change %
+5.56%
% of All Funds
3.84%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
37
Increased
88
Reduced
47
Closed
23
Calls
$8.18M
Puts
$2.67M
Net Calls
+$5.51M
Net Calls Change
+$96K

Top Buyers

1
BlackRock
BlackRock
New York
+$1.81M
2
Canada Life
Canada Life
Manitoba, Canada
+$1.61M
3
Legal & General Group
Legal & General Group
United Kingdom
+$1.5M
4
Citadel Advisors
Citadel Advisors
Florida
+$1.4M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.29M

Top Sellers

1
VanEck Associates
VanEck Associates
New York
-$3.86M
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$874K
3
MIAN
Mariner Independent Advisor Network
Kansas
-$682K
4
PFS
Prospera Financial Services
Texas
-$658K
5
CANY
Caxton Associates (New York)
New York
-$622K
Name Holding Trade Value Shares
Change 		Change in
Stake
KCM
76
Kathmere Capital Management
Pennsylvania
$330K +$84K +10,928 +30%
VCWA
77
Vanguard Capital Wealth Advisors
Colorado
$314K -$164K -21,313 -32%
CA
78
Cetera Advisors
Colorado
$293K +$1.71K +222 +0.5%
TFA
79
Teamwork Financial Advisors
Texas
$292K -$40K -5,201 -11%
Victory Capital Management
80
Victory Capital Management
Texas
$281K -$1.15K -149 -0.4%
GA
81
Greytown Advisors
Florida
$279K -$1.69K -220 -0.6%
GC
82
Guggenheim Capital
Illinois
$274K +$8.01K +1,043 +3%
CAN
83
Cetera Advisor Networks
California
$268K +$69.3K +9,025 +31%
Balyasny Asset Management
84
Balyasny Asset Management
Illinois
$261K +$286K +37,261 New
CCFM
85
Clear Creek Financial Management
Washington
$249K +$121K +15,725 +79%
CC
86
Cipher Capital
New York
$245K +$269K +35,066 New
AAS
87
Avantax Advisory Services
Texas
$242K +$7.59K +988 +3%
Cetera Investment Advisers
88
Cetera Investment Advisers
Illinois
$241K +$11.2K +1,461 +4%
CFD
89
Creative Financial Designs
Indiana
$227K +$5.03K +654 +2%
N
90
Natixis
France
$218K +$241K +31,325 New
UCFA
91
United Capital Financial Advisors
Texas
$217K -$1.9K -247 -0.8%
Creative Planning
92
Creative Planning
Kansas
$212K +$102K +13,296 +78%
PAG
93
Private Advisor Group
New Jersey
$210K -$7.28K -948 -3%
SWM
94
Spire Wealth Management
Virginia
$210K +$8.38K +1,091 +4%
HI
95
Harbour Investments
Wisconsin
$207K +$228K +29,616 New
Envestnet Asset Management
96
Envestnet Asset Management
Illinois
$205K +$226K +29,374 New
Koshinski Asset Management
97
Koshinski Asset Management
Illinois
$193K -$3.28K -427 -2%
Goldman Sachs
98
Goldman Sachs
New York
$193K +$37.6K +4,888 +22%
Marshall Wace
99
Marshall Wace
United Kingdom
$192K +$211K +27,401 New
IFG
100
Independent Financial Group
California
$189K +$17.7K +2,300 +9%
2 3
4
5 6

PSEC Hedge Fund Activity: Q2 2022 in Review

228 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2022, worth a combined $205M — down 11% from $231M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 23 closed out — a net gain of 14 holders — while 88 added to existing stakes and 47 trimmed.

The largest buyer was BlackRock, adding an estimated $1.81M. The largest seller was VanEck Associates, cutting an estimated $3.86M.

  • 228 institutional investors held Prospect Capital (PSEC) as of Q2 2022, up from 216 in Q1 2022.
  • Funds reported $205M of Prospect Capital stock for Q2 2022, down 11% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2022 and 23 closed out, a net change of +14 holders.
  • The largest Prospect Capital buyer in Q2 2022 was BlackRock, an estimated $1.81M added.
  • The largest Prospect Capital seller in Q2 2022 was VanEck Associates, an estimated $3.86M sold.

Based on aggregated 13F filings for Q2 2022.