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Prospect Capital

202 hedge funds and large institutions have $317M invested in Prospect Capital in 2021 Q2 according to their latest regulatory filings, with 37 funds opening new positions, 67 increasing their positions, 60 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 26

27% more call options, than puts

Call options by funds: $7.01M | Put options by funds: $5.54M

18% more capital invested

Capital invested by funds: $267M → $317M (+$49.3M)

12% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 60

5% more funds holding

Funds holding: 192202 (+10)

0.7% more ownership

Funds ownership: 9.04%9.74% (+0.7%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
202
Holders Change
+10
Holders Change %
+5.21%
% of All Funds
3.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
37
Increased
67
Reduced
60
Closed
26
Calls
$7.01M
Puts
$5.54M
Net Calls
+$1.47M
Net Calls Change
+$165K
Name Holding Trade Value Shares
Change
Change in
Stake
PP
76
Paloma Partners
Connecticut
$438K +$253K +30,310 +138%
Jane Street
77
Jane Street
New York
$437K +$46.5K +5,568 +12%
RBFC
78
Roman Butler Fullerton & Co
Missouri
$432K +$18.1K +2,160 +4%
SWP
79
Stratos Wealth Partners
Ohio
$430K -$8.72K -1,043 -2%
KAS
80
Kestra Advisory Services
Texas
$425K +$18K +2,151 +4%
BCP
81
Berkeley Capital Partners
Georgia
$422K
CC
82
Corsicana & Co
Texas
$420K +$418K +50,000 New
Two Sigma Advisers
83
Two Sigma Advisers
New York
$417K +$415K +49,700 New
CANY
84
Caxton Associates (New York)
New York
$400K +$398K +47,663 New
AWM
85
Apollon Wealth Management
South Carolina
$393K
Millennium Management
86
Millennium Management
New York
$388K +$161K +19,279 +71%
Victory Capital Management
87
Victory Capital Management
Texas
$374K -$9.5K -1,136 -2%
CA
88
Cetera Advisors
Colorado
$345K +$40.8K +4,879 +13%
HighTower Advisors
89
HighTower Advisors
Illinois
$324K -$161K -19,304 -32%
UCFA
90
United Capital Financial Advisors
Texas
$319K +$18.9K +2,261 +6%
BAM
91
Belpointe Asset Management
Nevada
$308K +$80.5K +9,632 +36%
KCM
92
Kathmere Capital Management
Pennsylvania
$305K
Mercer Global Advisors
93
Mercer Global Advisors
Colorado
$300K +$109K +13,021 +57%
AAS
94
Avantax Advisory Services
Texas
$292K +$451 +54 +0.2%
TFA
95
Teamwork Financial Advisors
Texas
$289K +$48.8K +5,839 +20%
CFD
96
Creative Financial Designs
Indiana
$273K -$13.8K -1,647 -5%
Cetera Investment Advisers
97
Cetera Investment Advisers
Illinois
$261K -$3.57K -427 -1%
Goldman Sachs
98
Goldman Sachs
New York
$252K -$142K -17,016 -36%
SWM
99
Spire Wealth Management
Virginia
$252K -$44K -5,261 -15%
WS
100
Wedbush Securities
California
$251K -$38.9K -4,653 -13%

PSEC Hedge Fund Activity: Q2 2021 in Review

202 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2021, worth a combined $317M — up 18% from $267M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PSEC positions and 26 closed out — a net gain of 11 holders — while 67 added to existing stakes and 60 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $27M. The largest seller was Susquehanna International Group, cutting an estimated $4.34M.

  • 202 institutional investors held Prospect Capital (PSEC) as of Q2 2021, up from 192 in Q1 2021.
  • Funds reported $317M of Prospect Capital stock for Q2 2021, up 18% quarter-over-quarter.
  • 37 funds opened new Prospect Capital positions in Q2 2021 and 26 closed out, a net change of +11 holders.
  • The largest Prospect Capital buyer in Q2 2021 was Arrowstreet Capital, an estimated $27M added.
  • The largest Prospect Capital seller in Q2 2021 was Susquehanna International Group, an estimated $4.34M sold.

Based on aggregated 13F filings for Q2 2021.