PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $306M invested in Prospect Capital in 2018 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 80 reducing their positions, and 31 closing their positions.

Holders
218
Holders Change
-3
Holders Change %
-1.36%
% of All Funds
5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
53
Reduced
80
Closed
31
Calls
$6.48M
Puts
$24.8M
Net Calls
-$18.3M
Net Calls Change
+$12M

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$31.6M
2
Citadel Advisors
2
Citadel Advisors
Florida
$6.66M
3
UBS Group
3
UBS Group
Switzerland
$12.7M
4
Deutsche Bank
4
Deutsche Bank
Germany
$8.42M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$8.85M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$298K
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.19M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.43M
5
AAM
5
Advisors Asset Management
Colorado
$3.22M
Name Market Value Shares Shares
Change 		Shares
Change %
Stifel Financial
51
Stifel Financial
Missouri
$869K 131,106 +1,900 +1%
TFCM
52
Taylor Frigon Capital Management
Arizona
$862K 131,608 +1,703 +1%
Wells Fargo
53
Wells Fargo
California
$834K 127,318 -16,992 -12%
CCA
54
Catalyst Capital Advisors
New York
$831K 126,900 – –
GAMC
55
Garner Asset Management Corp
Texas
$828K 126,424 +14,650 +13%
Creative Planning
56
Creative Planning
Kansas
$819K 125,041 +6,478 +5%
VCWA
57
Vanguard Capital Wealth Advisors
Colorado
$784K 120,400 +2,361 +2%
CIBC World Market
58
CIBC World Market
Ontario, Canada
$778K 118,725 -11,307 -9%
Royal Bank of Canada
59
Royal Bank of Canada
Ontario, Canada
$767K 116,982 -75,021 -39%
SPC
60
Sigma Planning Corp
Michigan
$726K 110,818 -5,168 -4%
EMG
61
Ellington Management Group
Connecticut
$718K 109,600 +109,600 New
TNBTD
62
Trustmark National Bank Trust Department
Mississippi
$707K 107,865 – –
Goldman Sachs
63
Goldman Sachs
New York
$706K 107,744 +15,345 +17%
Ameriprise
64
Ameriprise
Minnesota
$704K 107,441 +39,235 +58%
AIMCA
65
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$629K 96,101 – –
RJA
66
Raymond James & Associates
Florida
$622K 94,893 +4,237 +5%
Canada Life
67
Canada Life
Manitoba, Canada
$585K 89,131 +89,131 New
SCA
68
Sage Capital Advisors
South Dakota
$580K 88,622 +1,571 +2%
WS
69
Wedbush Securities
California
$574K 87,589 -18,646 -18%
WP
70
WealthPLAN Partners
Nebraska
$556K 84,961 +84,961 New
Robeco Institutional Asset Management
71
Robeco Institutional Asset Management
Netherlands
$524K 80,048 -161,811 -67%
Bank of America
72
Bank of America
North Carolina
$523K 79,850 -13,797 -15%
EGA
73
Eagle Global Advisors
Texas
$519K 79,180 +1,352 +2%
AOWM
74
Alpha Omega Wealth Management
Virginia
$500K 76,278 +1,360 +2%
SGCA
75
Steel Grove Capital Advisors
Tennessee
$483K 73,102 +25,075 +52%
1 2
3
4 5