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Prospect Capital

250 hedge funds and large institutions have $229M invested in Prospect Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 87 increasing their positions, 61 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

43% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 61

27% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 30

2% more funds holding

Funds holding: 246250 (+4)

0.18% less ownership

Funds ownership: 7.8%7.62% (-0.18%)

4% less capital invested

Capital invested by funds: $239M → $229M (-$9.96M)

10% less call options, than puts

Call options by funds: $9.88M | Put options by funds: $11M

Holders
250
Holders Change
+4
Holders Change %
+1.63%
% of All Funds
3.98%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
38
Increased
87
Reduced
61
Closed
30
Calls
$9.88M
Puts
$11M
Net Calls
-$1.15M
Net Calls Change
+$772K
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
26
Philadelphia Trust Company
Pennsylvania
$1.35M
Truist Financial
27
Truist Financial
North Carolina
$1.35M -$8.06K -1,110 -0.6%
GAMC
28
Garner Asset Management Corp
Texas
$1.3M +$22.6K +3,105 +2%
PVM
29
Palogic Value Management
Texas
$1.15M +$118K +16,262 +11%
HighTower Advisors
30
HighTower Advisors
Illinois
$1.13M +$22.9K +3,152 +2%
SAMU
31
SONA Asset Management (US)
New York
$1.11M
SWM
32
Sculati Wealth Management
Michigan
$1M -$284K -39,086 -21%
AWA
33
Arkadios Wealth Advisors
Georgia
$959K +$47.1K +6,490 +5%
BAMF
34
BI Asset Management Fondsmaeglerselskab
Denmark
$883K -$79.5K -10,953 -8%
AIMCA
35
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$869K
ASN
36
Advisory Services Network
Georgia
$862K -$98.9K -13,619 -10%
Invesco
37
Invesco
Georgia
$854K -$245K -33,727 -22%
NAM
38
Nissay Asset Management
Japan
$809K -$465K -64,024 -36%
Mariner
39
Mariner
Kansas
$797K -$202K -27,756 -20%
KBC Group
40
KBC Group
Belgium
$791K -$97.6K -13,438 -11%
Wells Fargo
41
Wells Fargo
California
$775K -$34.4K -4,731 -4%
SPC
42
Sigma Planning Corp
Michigan
$767K +$14.6K +2,009 +2%
AWM
43
AE Wealth Management
Kansas
$758K -$2.53K -348 -0.3%
Mackenzie Financial
44
Mackenzie Financial
Ontario, Canada
$703K +$211K +29,063 +40%
CANY
45
Caxton Associates (New York)
New York
$692K +$106K +14,657 +17%
KA
46
Kovack Advisors
Florida
$689K +$61K +8,399 +9%
Bank of America
47
Bank of America
North Carolina
$687K -$75.1K -10,335 -9%
SCA
48
SMH Capital Advisors
Texas
$686K +$2K +276 +0.3%
WHG
49
Westwood Holdings Group
Texas
$649K -$1.85K -255 -0.3%
Ameriprise
50
Ameriprise
Minnesota
$644K -$158K -21,768 -19%

PSEC Hedge Fund Activity: Q1 2023 in Review

250 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q1 2023, worth a combined $229M — down 4.2% from $239M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new PSEC positions and 30 closed out — a net gain of 8 holders — while 87 added to existing stakes and 61 trimmed.

The largest buyer was VanEck Associates, adding an estimated $2.58M. The largest seller was BlackRock, cutting an estimated $3.11M.

  • 250 institutional investors held Prospect Capital (PSEC) as of Q1 2023, up from 246 in Q4 2022.
  • Funds reported $229M of Prospect Capital stock for Q1 2023, down 4.2% quarter-over-quarter.
  • 38 funds opened new Prospect Capital positions in Q1 2023 and 30 closed out, a net change of +8 holders.
  • The largest Prospect Capital buyer in Q1 2023 was VanEck Associates, an estimated $2.58M added.
  • The largest Prospect Capital seller in Q1 2023 was BlackRock, an estimated $3.11M sold.

Based on aggregated 13F filings for Q1 2023.