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Prospect Capital
PSEC

Overview Fund Activity

248 hedge funds and large institutions have $229M invested in Prospect Capital in 2023 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 87 increasing their positions, 60 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
248
Holders Change
+4
Holders Change %
+1.64%
% of All Funds
3.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
38
Increased
87
Reduced
60
Closed
30
Calls
$9.88M
Puts
$11M
Net Calls
-$1.15M
Net Calls Change
+$772K

Top Buyers

1
XF
1
XML Financial
Maryland
$9.06M
2
VanEck Associates
2
VanEck Associates
New York
$26M
3
LPL Financial
3
LPL Financial
California
$6.65M
4
Legal & General Group
4
Legal & General Group
United Kingdom
$19M
5
Millennium Management
5
Millennium Management
New York
$558K

Top Sellers

1
BlackRock
1
BlackRock
New York
$12M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$81.4K
3
IAIM
3
International Assets Investment Management
Florida
$1.68M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$0
5
Skandinaviska Enskilda Banken (SEB)
5
Skandinaviska Enskilda Banken (SEB)
Sweden
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
226
Gradient Investments
Minnesota
$4.57K +$4.57K +657 New
PA
227
PSI Advisors
Florida
$4K – – –
CIA
228
Cape Investment Advisory
Georgia
$3.89K +$3.89K +559 New
SIC
229
Salem Investment Counselors
North Carolina
$3.51K -$2.11K -300 -38%
AssetMark Inc
230
AssetMark Inc
California
$2.81K +$2.81K +404 New
RA
231
Rise Advisors
New York
$2.35K +$63 +9 +3%
FDCDDQ
232
Federation des caisses Desjardins du Quebec
Quebec, Canada
$2.09K -$84.9K -12,200 -98%
ST
233
Sageworth Trust
Pennsylvania
$1.94K +$1.94K +278 New
HCP
234
Hexagon Capital Partners
Arkansas
$1.48K -$1.98K -285 -57%
PFSC
235
Peoples Financial Services Corp
Pennsylvania
$1.43K – – –
Barclays
236
Barclays
United Kingdom
$1K – – –
UB
237
UMB Bank
Missouri
$954 – – –
GIA
238
GHP Investment Advisors
Colorado
$696 – – –
HWA
239
Heritage Wealth Advisors
Virginia
$696 – – –
BAAM
240
Baker Avenue Asset Management
California
$425 – – –
AF
241
Allworth Financial
California
$300 – – –
QCG
242
Quadrant Capital Group
Ohio
$300 – – –
Northwestern Mutual Wealth Management
243
Northwestern Mutual Wealth Management
Wisconsin
$291 -$8.38K -1,210 -97%
Deutsche Bank
244
Deutsche Bank
Germany
$132 +$132 +19 New
Citigroup
245
Citigroup
New York
$70 -$269K -38,454 -100%
Fidelity Investments
246
Fidelity Investments
Massachusetts
$28 +$28 +4 New
SWA
247
SOA Wealth Advisors
New York
$14 – – –
D.E. Shaw & Co
248
D.E. Shaw & Co
New York
– -$1.03M -148,007 Closed
Skandinaviska Enskilda Banken (SEB)
249
Skandinaviska Enskilda Banken (SEB)
Sweden
– -$966K -138,100 Closed
MFG
250
Merit Financial Group
Georgia
– -$762K -109,074 Closed
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