PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

244 hedge funds and large institutions have $239M invested in Prospect Capital in 2022 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 92 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
244
Holders Change
+17
Holders Change %
+7.49%
% of All Funds
3.94%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
44
Increased
92
Reduced
54
Closed
21
Calls
$10.5M
Puts
$12.5M
Net Calls
-$1.92M
Net Calls Change
+$1.91M

Top Buyers

1
XF
XML Financial
Maryland
+$4.07M
2
IAIM
International Assets Investment Management
Florida
+$1.79M
3
VanEck Associates
VanEck Associates
New York
+$1.34M
4
SAMU
SONA Asset Management (US)
New York
+$1.12M
5
Mariner
Mariner
Kansas
+$995K

Top Sellers

1
Two Sigma Advisers
Two Sigma Advisers
New York
-$4.04M
2
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
-$710K
3
CCA
Catalyst Capital Advisors
New York
-$681K
4
AAM
Advisors Asset Management
Colorado
-$612K
5
US Bancorp
US Bancorp
Minnesota
-$489K
Name Holding Trade Value Shares
Change 		Shares
Change %
Nomura Asset Management
226
Nomura Asset Management
Japan
$3.26K -$55K -7,864 -94%
FWA
227
Freedom Wealth Alliance
Wisconsin
$2.8K +$2.8K +400 New
RA
228
Rise Advisors
New York
$2.3K +$56 +8 +2%
RDIA
229
RE Dickinson Investment Advisors
Iowa
$2K – – –
PFSC
230
Peoples Financial Services Corp
Pennsylvania
$1.43K – – –
FGAM
231
Financial Gravity Asset Management
Texas
$1.4K -$1K -5 -42%
Barclays
232
Barclays
United Kingdom
$1K -$61.8K -5,500 -98%
UB
233
UMB Bank
Missouri
$1K – – –
TC
234
Truvestments Capital
Florida
$955 +$955 +137 New
HWA
235
Heritage Wealth Advisors
Virginia
$699 – – –
GIA
236
GHP Investment Advisors
Colorado
$699 +$699 +100 New
BAAM
237
Baker Avenue Asset Management
California
$426 +$426 +61 New
QCG
238
Quadrant Capital Group
Ohio
$301 -$6.83K -975 -96%
AF
239
Allworth Financial
California
$301 +$168 +24 +126%
ETC
240
Exchange Traded Concepts
Oklahoma
$98 -$14.3K -2,038 -99%
NA
241
NewEdge Advisors
Louisiana
$18 +$18 +2,554 New
SWA
242
SOA Wealth Advisors
New York
$14 – – –
CCA
243
Catalyst Capital Advisors
New York
– -$681K -109,809 Closed
AWM
244
Apollon Wealth Management
South Carolina
– -$365K -58,900 Closed
AWM
245
Axxcess Wealth Management
California
– -$360K -58,089 Closed
Millennium Management
246
Millennium Management
New York
– -$235K -37,908 Closed
PAG
247
Private Advisor Group
New Jersey
– -$186K -30,053 Closed
GAM
248
Gotham Asset Management
New York
– -$120K -19,301 Closed
SWM
249
Selective Wealth Management
Virginia
– -$108K -17,433 Closed
CCP
250
Carmel Capital Partners
California
– -$103K -16,600 Closed
7 8 9
10
11