Prospect Capital
PSEC
228 hedge funds and large institutions have $254M invested in Prospect Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 75 increasing their positions, 55 reducing their positions, and 14 closing their positions.
250% more first-time investments, than exits
New positions opened: 49 | Existing positions closed: 14
163% more call options, than puts
Call options by funds: $7.56M | Put options by funds: $2.88M
36% more repeat investments, than reductions
Existing positions increased: 75 | Existing positions reduced: 55
18% more funds holding
Funds holding: 194 → 228 (+34)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
0.86% less ownership
Funds ownership: 8.63% → 7.77% (-0.86%)
1% less capital invested
Capital invested by funds: $258M → $254M (-$3.15M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$3.06M |
| 2 |
HF
HRT Financial
New York
|
+$3.02M |
| 3 |
BlackRock
New York
|
+$1.75M |
| 4 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$863K |
| 5 |
HighTower Advisors
Chicago,
Illinois
|
+$837K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
-$18.5M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$6.89M |
| 3 |
Two Sigma Advisers
New York
|
-$4.19M |
| 4 |
D.E. Shaw & Co
New York
|
-$3.42M |
| 5 |
LSV Asset Management
Chicago,
Illinois
|
-$2.39M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ACP
226
Aviance Capital Partners
Naples,
Florida
| – | -$85K | -11,100 | Closed |
|
|
CC
227
Centiva Capital
New York
| – | -$79K | -10,295 | Closed |
|
|
APWA
228
Atlas Private Wealth Advisors
Matawan,
New Jersey
| – | -$62K | -8,001 | Closed |
|
229
Macquarie Group
Sydney, NSW 2000,
Australia
| – | -$57K | -7,400 | Closed |
|
|
ST
230
Smithfield Trust
Pittsburgh,
Pennsylvania
| – | -$52.2K | -6,198 | -99% |
|
|
JCM
231
Jacobi Capital Management
Pittston,
Pennsylvania
| – | -$27K | -3,500 | Closed |
|
|
DFCM
232
Dark Forest Capital Management
San Juan,
Puerto Rico
| – | -$10K | -1,239 | Closed |
|
|
AF
233
Allworth Financial
Folsom,
California
| – | -$7K | -949 | Closed |
|
|
RCA
234
Ranch Capital Advisors
Sarasota,
Florida
| – | -$7K | -900 | Closed |
|
|
HI
235
Hudock Inc
Williamsport,
Pennsylvania
| – | +$42 | +5 | New |
|
|
FFG
236
Ford Financial Group
Fresno,
California
| – | +$67 | +8 | New |
|
|
SCA
237
Snowden Capital Advisors
New York
| – | +$295 | +35 | New |
|
PSEC Hedge Fund Activity: Q4 2021 in Review
228 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2021, worth a combined $254M — down 1.2% from $258M a quarter earlier.
Buyers outnumbered sellers: 49 funds opened new PSEC positions and 14 closed out — a net gain of 35 holders — while 75 added to existing stakes and 55 trimmed.
The largest buyer was Citadel Advisors, adding an estimated $3.06M. The largest seller was Invesco, cutting an estimated $18.5M.
- 228 institutional investors held Prospect Capital (PSEC) as of Q4 2021, up from 194 in Q3 2021.
- Funds reported $254M of Prospect Capital stock for Q4 2021, down 1.2% quarter-over-quarter.
- 49 funds opened new Prospect Capital positions in Q4 2021 and 14 closed out, a net change of +35 holders.
- The largest Prospect Capital buyer in Q4 2021 was Citadel Advisors, an estimated $3.06M added.
- The largest Prospect Capital seller in Q4 2021 was Invesco, an estimated $18.5M sold.
Based on aggregated 13F filings for Q4 2021.