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PhenixFIN
PFX

79 hedge funds and large institutions have $59.1M invested in PhenixFIN in 2018 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.22% less ownership

Funds ownership: 1.58% → 1.36% (-0.22%)

15% less funds holding

Funds holding: 93 → 79 (-14)

18% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 28

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

34% less capital invested

Capital invested by funds: $89.6M → $59.1M (-$30.6M)

56% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 25

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $309K

Holders
79
Holders Change
-14
Holders Change %
-15.05%
% of All Funds
1.81%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
11
Increased
23
Reduced
28
Closed
25
Calls
–
Puts
$309K
Net Calls
-$309K
Net Calls Change
-$244K

Top Buyers

1
RAM
Roumell Asset Management
Maryland
+$597K
2
EVM
Eaton Vance Management
Massachusetts
+$341K
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$257K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$193K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$184K

Top Sellers

1
VanEck Associates
VanEck Associates
New York
-$1.89M
2
MVP
Miller Value Partners
Florida
-$1.37M
3
Two Sigma Investments
Two Sigma Investments
New York
-$1.18M
4
UBS Group
UBS Group
Switzerland
-$1.1M
5
AR
Advisory Research
Illinois
-$1.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
Manulife (Manufacturers Life Insurance)
76
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K – – –
Deutsche Bank
77
Deutsche Bank
Germany
$3K +$4.58K +50 New
VanEck Associates
78
VanEck Associates
New York
– -$1.89M -18,112 Closed
MVP
79
Miller Value Partners
Florida
– -$1.37M -13,142 Closed
Two Sigma Investments
80
Two Sigma Investments
New York
– -$1.18M -11,336 Closed
AR
81
Advisory Research
Illinois
– -$1.03M -9,828 Closed
SMDAM
82
Sumitomo Mitsui DS Asset Management
Japan
– -$934K -8,956 Closed
SIS
83
Sound Income Strategies
Florida
– -$287K -3,221 Closed
LA
84
Lucus Advisors
New York
– -$332K -3,180 Closed
MNG
85
Manning & Napier Group
New York
– -$271K -2,610 Closed
OAM
86
Oxford Asset Management
United Kingdom
– -$266K -2,536 Closed
TI
87
Trexquant Investment
Connecticut
– -$214K -2,047 Closed
IH
88
IFC Holdings
Florida
– -$204K -1,976 Closed
AWCI
89
Alpine Woods Capital Investors
New York
– -$146K -1,400 Closed
MWNA
90
Marshall Wace North America
New York
– -$97K -927 Closed
Balyasny Asset Management
91
Balyasny Asset Management
Illinois
– -$90K -866 Closed
SCM
92
Stevens Capital Management
Pennsylvania
– -$68K -650 Closed
BAM
93
Belpointe Asset Management
Nevada
– -$54K -514 Closed
SAM
94
Shikiar Asset Management
New York
– -$52K -500 Closed
SPIA
95
Steward Partners Investment Advisory
New York
– -$45.8K -500 -100%
Macquarie Group
96
Macquarie Group
Australia
– -$30K -290 Closed
Northwestern Mutual Wealth Management
97
Northwestern Mutual Wealth Management
Wisconsin
– -$10K -100 Closed
PAM
98
Panagora Asset Management
Massachusetts
– -$10K -98 Closed
SIAP
99
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
– -$10K -98 Closed
WTC
100
WhitTier Trust Company
Nevada
– -$9K -90 Closed
1 2 3
4
5

PFX Hedge Fund Activity: Q1 2018 in Review

79 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q1 2018, worth a combined $59.1M — down 34% from $89.6M a quarter earlier.

Sellers outnumbered buyers: 25 funds closed out of PFX and 11 opened new positions — a net loss of 14 holders — while 28 trimmed existing stakes and 23 added.

The largest buyer was Roumell Asset Management, adding an estimated $597K. The largest seller was VanEck Associates, exiting entirely with an estimated $1.89M sold.

  • 79 institutional investors held PhenixFIN (PFX) as of Q1 2018, down from 93 in Q4 2017.
  • Funds reported $59.1M of PhenixFIN stock for Q1 2018, down 34% quarter-over-quarter.
  • 11 funds opened new PhenixFIN positions in Q1 2018 and 25 closed out, a net change of -14 holders.
  • The largest PhenixFIN buyer in Q1 2018 was Roumell Asset Management, an estimated $597K added.
  • The largest PhenixFIN seller in Q1 2018 was VanEck Associates, an estimated $1.89M sold.

Based on aggregated 13F filings for Q1 2018.