Marshall Wace North America’s PhenixFIN PFX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-927	Closed	-$97K	–	1637
2017 Q4	$97K	Buy	+927	New	+$97K	﹤0.01%	1318
2017 Q2	–	Sell	-1,135	Closed	-$182K	–	1422
2017 Q1	$182K	Buy	+1,135	New	+$182K	﹤0.01%	921