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PhenixFIN
PFX

98 hedge funds and large institutions have $138M invested in PhenixFIN in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 32 increasing their positions, 33 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.01% more ownership

Funds ownership: 1.62% → 1.63% (+0.01%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 20

1% less capital invested

Capital invested by funds: $140M → $138M (-$1.22M)

3% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 33

1% less funds holding

Funds holding: 99 → 98 (-1)

97% less call options, than puts

Call options by funds: $4K | Put options by funds: $145K

Holders
98
Holders Change
-1
Holders Change %
-1.01%
% of All Funds
2.57%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
20
Increased
32
Reduced
33
Closed
20
Calls
$4K
Puts
$145K
Net Calls
-$141K
Net Calls Change
-$80K

Top Buyers

1
Invesco
Invesco
Georgia
+$4.96M
2
PAM
PVG Asset Management
Colorado
+$1.99M
3
AFG
American Financial Group
Ohio
+$1.78M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$1.13M
5
Stifel Financial
Stifel Financial
Missouri
+$1.03M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
-$2.3M
2
Millennium Management
Millennium Management
New York
-$1.58M
3
HCM
Hilton Capital Management
New York
-$1.43M
4
CIM
Confluence Investment Management
Missouri
-$1.09M
5
Barclays
Barclays
United Kingdom
-$1.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
76
Royal Bank of Canada
Ontario, Canada
$40K -$283K -1,859 -87%
Bank of America
77
Bank of America
North Carolina
$36K +$152 +1 +0.4%
TRCT
78
Tower Research Capital (TRC)
New York
$24K -$3.35K -22 -12%
Simplex Trading
79
Simplex Trading
Illinois
$21K +$21.8K +143 New
GXMC
80
Global X Management Company
New York
$18K +$1.68K +11 +10%
AFP
81
Ausdal Financial Partners
Iowa
$16K +$16.6K +109 New
PAM
82
Panagora Asset Management
Massachusetts
$15K – – –
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$15K – – –
WTC
84
WhitTier Trust Company
Nevada
$14K – – –
TFA
85
Transamerica Financial Advisors
Florida
$9K – – –
KF
86
Krilogy Financial
Missouri
$8K +$305 +2 +4%
BFEC
87
Benjamin F. Edwards & Company
Missouri
$8K +$8.08K +53 New
AWMS
88
Advocacy Wealth Management Services
Georgia
$8K +$8.39K +55 New
Northwestern Mutual Wealth Management
89
Northwestern Mutual Wealth Management
Wisconsin
$6K +$6.1K +40 New
SNT
90
Security National Trust
West Virginia
$5K – – –
PCM
91
Penserra Capital Management
California
$5K +$5.18K +34 New
FPB
92
First PREMIER Bank
South Dakota
$5K +$5.34K +35 New
SEI Investments
93
SEI Investments
Pennsylvania
$5K +$5.34K +35 New
HI
94
Hudock Inc
Pennsylvania
$4K +$152 +1 +4%
DADC
95
D.A. Davidson & Co
Montana
$3K – – –
WCBA
96
Weaver C. Barksdale & Associates
Tennessee
$2K – – –
Group One Trading
97
Group One Trading
Illinois
$2K +$2.29K +15 New
Manulife (Manufacturers Life Insurance)
98
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$13 – – –
Millennium Management
99
Millennium Management
New York
– -$1.58M -10,649 Closed
Barclays
100
Barclays
United Kingdom
– -$1.02M -7,302 Closed
1 2 3
4
5

PFX Hedge Fund Activity: Q4 2015 in Review

98 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2015, worth a combined $138M — down 0.87% from $140M a quarter earlier.

Fund positioning in PFX was balanced in Q4 2015: 20 funds opened new positions, 20 closed out, 32 added to existing stakes and 33 trimmed.

The largest buyer was Invesco, adding an estimated $4.96M. The largest seller was Advisors Asset Management, cutting an estimated $2.3M.

  • 98 institutional investors held PhenixFIN (PFX) as of Q4 2015, down from 99 in Q3 2015.
  • Funds reported $138M of PhenixFIN stock for Q4 2015, down 0.87% quarter-over-quarter.
  • 20 funds opened new PhenixFIN positions in Q4 2015 and 20 closed out, a net change of 0 holders.
  • The largest PhenixFIN buyer in Q4 2015 was Invesco, an estimated $4.96M added.
  • The largest PhenixFIN seller in Q4 2015 was Advisors Asset Management, an estimated $2.3M sold.

Based on aggregated 13F filings for Q4 2015.