D.A. Davidson & Co’s PhenixFIN PFX Stock Holding History

D.A. Davidson & Co’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-25	Closed	-$3K	–	2372
2016 Q1	$3K	Hold	25	–	–	﹤0.01%	2120
2015 Q4	$3K	Hold	25	–	–	﹤0.01%	2094
2015 Q3	$3K	Buy	+25	New	+$4.26K	﹤0.01%	2071

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

D.A. Davidson & Co's PFX Position: Q2 2016 in Review

D.A. Davidson & Co sold out of PhenixFIN (PFX) in Q2 2016, closing a stake of 25 shares — an estimated $3K sold.

D.A. Davidson & Co first reported a position in PFX in Q3 2015 and held it in 3 quarters. The position peaked at $3K in Q1 2016. 94 funds tracked by Wall St. Rank hold PFX as of Q2 2016.

D.A. Davidson & Co reported no remaining PhenixFIN position as of Q2 2016 after selling out during the quarter.
D.A. Davidson & Co sold 25 PhenixFIN shares in Q2 2016, an estimated $3K.
D.A. Davidson & Co first reported a position in PhenixFIN in Q3 2015 and held it in 3 quarters.
D.A. Davidson & Co's PhenixFIN position peaked at $3K in Q1 2016.
94 funds tracked by Wall St. Rank held PhenixFIN as of Q2 2016.

Based on D.A. Davidson & Co's 13F filing for Q2 2016, filed 15 Aug 2016.