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PhenixFIN

98 hedge funds and large institutions have $138M invested in PhenixFIN in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 32 increasing their positions, 33 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.01% more ownership

Funds ownership: 1.62%1.63% (+0.01%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 20

1% less capital invested

Capital invested by funds: $140M → $138M (-$1.22M)

3% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 33

1% less funds holding

Funds holding: 9998 (-1)

97% less call options, than puts

Call options by funds: $4K | Put options by funds: $145K

Holders
98
Holders Change
-1
Holders Change %
-1.01%
% of All Funds
2.57%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
20
Increased
32
Reduced
33
Closed
20
Calls
$4K
Puts
$145K
Net Calls
-$141K
Net Calls Change
-$80K
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
51
HL Financial Services
Kentucky
$209K -$61.9K -406 -23%
NFC
52
Northeast Financial Consultants
Connecticut
$188K -$52.8K -346 -22%
WS
53
Wedbush Securities
California
$184K -$7.01K -46 -4%
Northern Trust
54
Northern Trust
Illinois
$137K +$140K +915 New
Connor, Clark & Lunn Investment Management (CC&L)
55
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$132K +$134K +880 New
TYCC
56
Texas Yale Capital Corp
Florida
$131K -$627K -4,115 -83%
WA
57
WFG Advisors
Texas
$131K +$65.4K +429 +97%
CC
58
Caxton Corporation
New Jersey
$126K -$94.4K -619 -43%
PAG
59
Private Advisor Group
New Jersey
$123K -$12.5K -82 -9%
CPIG
60
Chicago Partners Investment Group
Illinois
$121K +$12.2K +80 +11%
IA
61
IFP Advisors
Florida
$115K +$117K +767 New
Creative Planning
62
Creative Planning
Kansas
$110K +$20.1K +132 +22%
WEC
63
Winslow Evans & Crocker
Massachusetts
$96.4K -$4.88K -32 -5%
VFA
64
Voya Financial Advisors
Connecticut
$88K -$3.51K -23 -4%
Goldman Sachs
65
Goldman Sachs
New York
$86K -$967K -6,343 -92%
DTL
66
Dynamic Technology Lab
Singapore
$86K +$86.9K +570 New
State Street
67
State Street
Massachusetts
$85K -$107K -700 -55%
PI
68
PineBridge Investments
New York
$85K +$46.2K +303 +115%
VAM
69
Verity Asset Management
North Carolina
$83K
SIC
70
Salem Investment Counselors
North Carolina
$80K -$13.3K -87 -14%
MFS
71
MSI Financial Services
Massachusetts
$77K -$67.2K -441 -46%
Walleye Trading
72
Walleye Trading
New York
$57K -$2.29K -15 -4%
WT
73
Whittier Trust
California
$53K +$54K +354 New
ST
74
Spot Trading
Illinois
$47K +$47.9K +314 New
CG
75
Cutler Group
California
$43K +$43.6K +286 New

PFX Hedge Fund Activity: Q4 2015 in Review

98 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2015, worth a combined $138M — down 0.87% from $140M a quarter earlier.

Fund positioning in PFX was balanced in Q4 2015: 20 funds opened new positions, 20 closed out, 32 added to existing stakes and 33 trimmed.

The largest buyer was Invesco, adding an estimated $4.96M. The largest seller was Advisors Asset Management, cutting an estimated $2.3M.

  • 98 institutional investors held PhenixFIN (PFX) as of Q4 2015, down from 99 in Q3 2015.
  • Funds reported $138M of PhenixFIN stock for Q4 2015, down 0.87% quarter-over-quarter.
  • 20 funds opened new PhenixFIN positions in Q4 2015 and 20 closed out, a net change of 0 holders.
  • The largest PhenixFIN buyer in Q4 2015 was Invesco, an estimated $4.96M added.
  • The largest PhenixFIN seller in Q4 2015 was Advisors Asset Management, an estimated $2.3M sold.

Based on aggregated 13F filings for Q4 2015.