PFLT icon

PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

101 hedge funds and large institutions have $175M invested in PennantPark Floating Rate Capital in 2019 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 39 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
101
Holders Change
+4
Holders Change %
+4.12%
% of All Funds
2.19%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
13
Increased
39
Reduced
29
Closed
9
Calls
–
Puts
$54K
Net Calls
-$54K
Net Calls Change
-$42K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$2.68M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$2.1M
3
SIS
3
Sound Income Strategies
Florida
$15M
4
LCP
4
LGT Capital Partners
Switzerland
$14.1M
5
AG
5
AlphaSimPlex Group
Massachusetts
$601K

Top Sellers

1
AM
1
Ares Management
California
$3.37M
2
SCM
2
Shelton Capital Management
Colorado
$69K
3
WFI
3
West Family Investments
California
$3.22M
4
CCM
4
Castine Capital Management
Massachusetts
$0
5
PC
5
Polar Capital
United Kingdom
$9.69M
Name Holding Trade Value Shares
Change 		Shares
Change %
Two Sigma Investments
51
Two Sigma Investments
New York
$432K +$291K +22,745 +207%
WS
52
Wedbush Securities
California
$413K -$27.2K -2,126 -6%
Aberdeen Group
53
Aberdeen Group
United Kingdom
$399K – – –
Cambridge Investment Research Advisors
54
Cambridge Investment Research Advisors
Iowa
$366K +$9.84K +769 +3%
AWM
55
AllSquare Wealth Management
New York
$361K +$8.84K +690 +3%
Royal Bank of Canada
56
Royal Bank of Canada
Ontario, Canada
$332K -$27.7K -2,165 -8%
Mirae Asset Global Investments
57
Mirae Asset Global Investments
South Korea
$328K +$48.7K +3,796 +17%
Ameriprise
58
Ameriprise
Minnesota
$320K +$69.8K +5,446 +28%
SBIA
59
Sheaff Brock Investment Advisors
Indiana
$259K +$2.12K +165 +0.8%
Envestnet Asset Management
60
Envestnet Asset Management
Illinois
$237K +$52.7K +4,102 +29%
GAMC
61
Garner Asset Management Corp
Texas
$235K -$19.1K -1,494 -8%
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$231K +$231K +18,000 New
SWM
63
Stockman Wealth Management
Montana
$208K – – –
LPL Financial
64
LPL Financial
California
$175K +$175K +13,629 New
Canada Life
65
Canada Life
Manitoba, Canada
$154K +$6.5K +510 +4%
FAAS
66
First Allied Advisory Services
California
$149K +$149K +11,799 New
SI
67
Stephens Inc
Arkansas
$141K – – –
Commonwealth Equity Services
68
Commonwealth Equity Services
Massachusetts
$134K -$70K -5,474 -34%
FC
69
Financial Consulate
Maryland
$134K – – –
RJFSA
70
Raymond James Financial Services Advisors
Florida
$130K – – –
AG
71
Advisor Group
Arizona
$130K +$23.7K +1,850 +22%
ASN
72
Advisory Services Network
Georgia
$115K -$9.64K -750 -8%
NFH
73
NEXT Financial Holdings
Texas
$99K +$99K +7,663 New
NFG
74
Next Financial Group
Texas
$99K +$99K +7,663 New
FANJ
75
Financial Architects (New Jersey)
New Jersey
$90K – – –
1 2
3
4 5